RB
Rose M. Bizarro
VALIC FINANCIAL ADVISORS
Woodland Hills, CA 91367
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CRD#: 5312510
RB
Professional summary
Rose Marie Bizarro, who also goes by Roce Marie Aguilar, Rose Marie Aguilar, Rose Marie Bizarro, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Woodland Hills, California.
Rose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Rose has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 11 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roce Marie Aguilar | Rose Marie Aguilar | Rose Marie Bizarro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2024 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Meet with clients to determine financial position SWIMPLY - ROSEWATER POOL & SPA POSITION: homeowner NATURE: I am listing my swimming pool as a side gig/hobby, hoping for some supplemental income. This is the first year I'm doing this, I don't know if I'll make 20k which is the minimum needed to generate a 1099 at the end of the year. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2024 ADDRESS: 419 Choctaw Place, Placentia CA 92870, United States DESCRIPTION: The only real duty is to ensure the swimming pool and backyard are kept clean and between bookings.
CRS (Client Relationship Summary) - RIA
Click below to view Rose Marie Bizarro's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Rose Marie Bizarro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2024 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 21550 Oxnard Street Suite 420, Woodland Hills, CA 91367RIA
BD
CRD#: 42803
Woodland Hills, CA
Current
May 7, 2024 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 21550 Oxnard Street Suite 420, Woodland Hills, CA 91367RIA
BD
CRD#: 42803
Woodland Hills, CA
Past
August 2, 2018 - April 23, 2024
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
ANAHEIM, CA
Past
August 2, 2018 - April 23, 2024
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
ANAHEIM, CA
Past
May 23, 2017 - July 23, 2018
STIRA CAPITAL MARKETS GROUP, LLC
BD
CRD#: 141277
IRVINE, CA
Past
July 5, 2016 - March 6, 2017
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
FULLERTON, CA
Past
September 16, 2015 - March 6, 2017
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
FULLERTON, CA
Past
November 22, 2010 - August 11, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
ORANGE, CA
Past
March 18, 2009 - June 29, 2010
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
ANAHEIM, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/22/2025)
IAR
Arizona(10/30/2025)
RR
Arkansas(10/22/2025)
IAR
Arkansas(10/24/2025)
RR
California(5/7/2024)
IAR
California(5/7/2024)
RR
Texas(10/22/2025)
IAR
Texas(10/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 11
Date: 12/7/2007
Assistant Representative-Order Processing Qualification ExamPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
