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UJ

Udayraj A. Jadhav

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CRD#: 5312136
UJ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Udayraj Arun Jadhav, who also goes by Raj Jadhav, was a registered financial professional .

Udayraj is a previously registered financial professional and started their career in finance in 2013. Udayraj had worked at 8 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Raj Jadhav

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 26, 2024 - October 27, 2025

LOCUST GLOBAL ASSET MANAGEMENT, LLC

RIA
CRD#: 332159
SOUTHAMPTON, PA
Past

February 10, 2022 - July 21, 2022

HIGHTOWER ADVISORS, LLC

RIA
CRD#: 145323
Wayne, PA
Past

February 10, 2022 - July 21, 2022

HIGHTOWER SECURITIES, LLC

BD
CRD#: 116681
CHICAGO, IL
Past

June 22, 2020 - November 30, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Newtown, PA
Past

March 6, 2020 - November 30, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
NEWTOWN, PA
Past

January 7, 2016 - March 22, 2016

SEELAUS ASSET MANAGEMENT, LLC

RIA
CRD#: 149582
SUMMIT, NJ
Past

January 4, 2016 - March 7, 2016

R. SEELAUS & CO., LLC

BD
CRD#: 14974
SUMMIT, NJ
Past

July 5, 2013 - August 21, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LAWRENCEVILLE, NJ
Past

June 15, 2013 - August 21, 2014

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
LAWRENCEVILLE, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/18/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/6/2020
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


LG
LOCUST GLOBAL ASSET MANAGEMENT, LLC
LOCUST GLOBAL ASSET MANAGEMENT, LLC | LOCUSTGLOBAL, LLC

CRD#: 332159 / SEC#:

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Contact information


Main Address
Southampton, PA
Mailing Address
Phone number
(848) 391-6234
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LOCUST GLOBAL ASSET MANAGEMENT, LLC

CRD#: 332159

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