Robert A. Lake
Professional summary
Robert Andrew Lake, who also goes by Robert Andrew Lake, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Andrew Lake's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2024 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153June 30, 2023 - April 11, 2024
RIVERSOURCE DISTRIBUTORS, INC.
December 12, 2018 - March 23, 2022
PACIFIC SELECT DISTRIBUTORS, LLC
March 7, 2014 - November 29, 2018
CUNA BROKERAGE SERVICES, INC.
October 1, 2012 - December 10, 2012
J.P. MORGAN SECURITIES LLC
December 22, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 15, 2010 - September 22, 2010
ESSEX NATIONAL SECURITIES, LLC
July 23, 2007 - January 19, 2010
ARROWHEAD INVESTMENT CENTER, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2024)
(2/27/2025)
(2/27/2025)
(2/27/2025)
(2/27/2025)
(2/27/2025)
(2/27/2025)
(4/17/2024)
(2/27/2025)
Exams
FINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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