Daniel R. Baker

TRINITY CAPITAL MANAGEMENT

Rancho Cucamonga, CA

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CRD#: 5311341

Professional summary

Daniel Ryan Baker, CFP® is a registered financial advisor currently at TRINITY CAPITAL MANAGEMENT, LLC located in Rancho Cucamonga, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Daniel has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CLOVER FINANCIAL & INSURANCE SERVICES, INC. DBA TRINITY FINANCIAL PARTNERS - SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LTC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Ryan Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

September 24, 2013 - Present

TRINITY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 143097

Rancho Cucamonga, CA

Past

March 19, 2013 - September 23, 2013

TRINITY FINANCIAL PARTNERS

RIA

CRD#: 136969

ONTARIO, CA

Past

August 13, 2008 - October 11, 2012

CETERA WEALTH SERVICES, LLC

CRD#: 13572

ONTARIO, CA

Past

January 14, 2008 - August 13, 2008

PENSION PLANNERS SECURITIES, INC.

CRD#: 14068

ONTARIO, CA

Past

November 16, 2007 - December 21, 2007

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

ONTARIO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRINITY CAPITAL MANAGEMENT, LLC

CRD#: 143097 / SEC#: 801-67581

RIA

Registered Investment Advisory firm - (2/23/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/24/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/7/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/14/2007

General Securities Representative Examination

Current Firm

TRINITY CAPITAL MANAGEMENT, LLC

CRD#: 143097 / SEC#: 801-67581

RIA

Registered Investment Advisory firm - (2/23/2007 Approved)

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Contact information

Main Address

607 De La Vista Ave., Santa Barbara, CA 93103

Mailing Address

Phone number

(805) 963-0500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRINITY CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A - 02/2024 (3/10/2025)

Regulatory assets under management

Total Number of Accounts	937
AUM (Assets Under Management)	$ 453,528,157

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel R. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Ryan Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRINITY CAPITAL MANAGEMENT, LLC

TRINITY FINANCIAL PARTNERS

CETERA WEALTH SERVICES, LLC

PENSION PLANNERS SECURITIES, INC.

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

TRINITY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/7/2008

Series 7

Date: 11/14/2007

Current Firm

TRINITY CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRINITY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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