AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
WC

William Davis Curtiss

HOVDE GROUP
NASHVILLE, TN
·CRD# 5311056·19 years experience

Professional Summary

William Davis Curtiss, who also goes by Will Curtiss, William D Curtiss, is a registered financial advisor currently at HOVDE GROUP, LLC located in Nashville, Tennessee. William is registered as a RR (Registered Representative) and started their career in finance in 2007. William has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Will Curtiss, William D Curtiss

Blog Corner

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
View profile
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

Years of Experience

19 years in the financial services industry

Current & Past Employments

HOVDE GROUP, LLC·CRD# 25425
BD
3200 West End Avenue Suite 562, Nashville, TN 37203
November 14, 2018 - Present
PIPER SANDLER & CO.·CRD# 665
BD
Nashville, TN
July 12, 2016 - November 12, 2018
TRUIST SECURITIES, INC.·CRD# 6271
BD
New York, NY
September 12, 2012 - June 13, 2016
SANDLER, O'NEILL & PARTNERS, L.P.·CRD# 23328
BD
New York, NY
August 22, 2007 - September 13, 2012

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

Current Firm

HG
HOVDE GROUP, LLC

HOVDE GROUP, LLC | HOVDE SECURITIES, INC. | HOVDE SECURITIES LLC

CRD#: 25425 / SEC#: 8-41597
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1629 Colonial Parkway, Inverness, IL 60067

Mailing Address

1629 Colonial Parkway, Inverness, IL 60067

Phone Number

(847) 991-6622

Established

Delaware since 10/11/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOVDE, STEVEN DONALDCHAIRMAN1907781
HOVDE, KIRK STEVENCHIEF EXECUTIVE OFFICER5552791
BARBARINE, NICKOLAS JOHNSENIOR MANAGING PARTNER2274812
CORSO, MICHAEL PATRICKPRINCIPAL AND HEAD OF DEPOSITORIES4978946
HEDREI, MICHAEL STEPHENMANAGING PARTNER/HEAD OF CAPITAL MARKETS4243972
DAVIS, PATRICIA LYNNCHIEF COMPLIANCE OFFICER5613123
DIJOHN, ANTHONY JOHNCFO/FINOP6370306

Disclosures

Regulatory Event

1

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Tennessee
(11/14/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2007About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jun 2022About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Feb 2008About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2007About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Aug 2007About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

CRS (Client Relationship Summary) - BD

Click below to view William Davis Curtiss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#
WC
Follow William
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required