Paul L. Madrid
MADRID WEALTH MANAGEMENT
ALBUQUERQUE, NM 87122
Some features on this profile are disabled
CRD#: 5311000
Professional summary
Paul Luis Madrid, CFA, CFP® is a registered financial advisor currently at MADRID WEALTH MANAGEMENT located in Albuquerque, New Mexico.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Paul has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
Paul’s community involvement ranges from supporting local organizations to serving as a board member for local nonprofits. Paul is a lifetime member of Leadership New Mexico and a graduate of the Leadership New Mexico Core Class of 2019. He is also a graduate of the Greater Albuquerque Chamber of Commerce’s Leadership Albuquerque Class of 2016. He served as Board Chair for the University of New Mexico Anderson School of Business Foundation and is a board member for the Greater Albuquerque Chamber of Commerce and the Full Life Foundation.
Question & Answer
What are your service offerings?
Estate Planning
Tax Planning
Business Succession Planning
Small Business Planning
Do you have an area of expertise or specialization?
AUM
Business Owners
Estate & Generational Planning...
High Net Worth Client Needs
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Luis Madrid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
October 21, 2024 - Present
MADRID WEALTH MANAGEMENT
Office #1: 9400 Holly Ave Ne Bldg 4, Albuquerque, NM 87122RIA
CRD#: 333331
ALBUQUERQUE, NM
Past
October 22, 2015 - December 13, 2016
REDW STANLEY WEALTH ADVISORS, LLC
RIA
CRD#: 166817
ALBUQUERQUE, NM
Past
March 16, 2010 - September 16, 2024
REDW WEALTH LLC
RIA
CRD#: 109446
ALBUQUERQUE, NM
Past
August 14, 2007 - April 2, 2008
THORNBURG SECURITIES LLC
BD
CRD#: 14857
SANTA FE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MADRID WEALTH MANAGEMENT
MADRID WEALTH MANAGEMENT | MADRID WEALTH MANAGEMENT, LLC
CRD#: 333331 / SEC#: 801-131961
RIA
Registered Investment Advisory firm - (2/7/2025 Approved)New Mexico
Registered Investment Advisory firm - (2/8/2025 Terminated)Texas
Registered Investment Advisory firm - (2/8/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/18/2025)
IAR
California(8/1/2025)
IAR
New Mexico(10/21/2024)
IAR
Texas(1/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
MW
MADRID WEALTH MANAGEMENT
MADRID WEALTH MANAGEMENT | MADRID WEALTH MANAGEMENT, LLC
CRD#: 333331 / SEC#: 801-131961
RIA
Registered Investment Advisory firm - (2/7/2025 Approved)New Mexico
Registered Investment Advisory firm - (2/8/2025 Terminated)Texas
Registered Investment Advisory firm - (2/8/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
9400 Holly Ave Ne Bldg 4, Albuquerque, NM 87122
Mailing Address
Phone number
(505) 633-5332
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 243 |
| AUM (Assets Under Management) | $ 127,342,065 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MADRID WEALTH MANAGEMENT
CRD#: 333331Albuquerque, NM 87122TRUST BUT VERIFY
Monitor Paul Madrid
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
