AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SW

Shane A. Weaver

PRIVATE CLIENT SERVICES
Birmingham, AL 35242
Some features on this profile are disabled
CRD#: 5310706
SW

Professional summary

Shane Alan Weaver, who also goes by Shane A Weaver, is a registered financial professional currently at PRIVATE CLIENT SERVICES, LLC located in Birmingham, Alabama.

Shane is registered as a RR (Registered Representative) and started their career in finance in 2007. Shane has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Shane A Weaver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shane Alan Weaver's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 2024 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 1400 Urban Center Drive Suite 475, Birmingham, AL 35242
RIA
BD
CRD#: 120222
Birmingham, AL
Past

April 15, 2020 - July 2, 2024

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
OMAHA, NE
Past

November 5, 2012 - February 28, 2020

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

September 10, 2007 - November 19, 2012

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PRIVATE CLIENT SERVICES, LLC
AFFIANCE FINANCIAL | WEALTHHYVE ADVISORS | US PLANNING GROUP | SILVERLEAF WEALTH ADVISORY | PRIVATE CLIENT SERVICES, LLC | PCS ADVISORS | MCGILL FINANCIAL ENSEMBLE | MARION INVESTMENT ADVISORS | LINDLE HENNESSEY GROUP | KFG PRIVATE CLIENT SERVICES, LLC | KENTUCKY FINANCIAL GROUP | J&G FINANCIAL | IMPACT WEALTH GROUP | IARANN WEALTH | HERITAGE WEALTH GROUP | HAFELE INVESTMENTS | FIORI FINANCIAL | FINANCIAL CONSULTANTS GROUP | EVERGREEN STRATEGIC WEALTH | ENTHEOS FINANCIAL | DUNCAN AND HARDIN FINANCIAL | DUGAN FINANCIAL SERVICES | BURKE FINANCIAL SERVICES | BRIGHTLINE FINANCIAL | BLUE OCEAN GLOBAL WEALTH

CRD#: 120222 / SEC#: 801-71475, 8-68183

RIA
Registered Investment Advisory firm - SEC (5/25/2010 Approved)
Delaware
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Florida
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Indiana
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (6/4/2010 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
New York
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
North Dakota
Registered Investment Advisory firm - SEC (7/5/2018 Approved)
Ohio
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
Texas
Registered Investment Advisory firm - SEC (12/9/2011 Terminated)
Virginia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/8/2024)
RR
Nebraska
(7/8/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/14/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/7/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/25/2013
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/20/2013
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/19/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PRIVATE CLIENT SERVICES, LLC
AFFIANCE FINANCIAL | WEALTHHYVE ADVISORS | US PLANNING GROUP | SILVERLEAF WEALTH ADVISORY | PRIVATE CLIENT SERVICES, LLC | PCS ADVISORS | MCGILL FINANCIAL ENSEMBLE | MARION INVESTMENT ADVISORS | LINDLE HENNESSEY GROUP | KFG PRIVATE CLIENT SERVICES, LLC | KENTUCKY FINANCIAL GROUP | J&G FINANCIAL | IMPACT WEALTH GROUP | IARANN WEALTH | HERITAGE WEALTH GROUP | HAFELE INVESTMENTS | FIORI FINANCIAL | FINANCIAL CONSULTANTS GROUP | EVERGREEN STRATEGIC WEALTH | ENTHEOS FINANCIAL | DUNCAN AND HARDIN FINANCIAL | DUGAN FINANCIAL SERVICES | BURKE FINANCIAL SERVICES | BRIGHTLINE FINANCIAL | BLUE OCEAN GLOBAL WEALTH

CRD#: 120222 / SEC#: 801-71475, 8-68183

RIA
Registered Investment Advisory firm - SEC (5/25/2010 Approved)
Delaware
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Florida
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Indiana
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (6/4/2010 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
New York
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
North Dakota
Registered Investment Advisory firm - SEC (7/5/2018 Approved)
Ohio
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
Texas
Registered Investment Advisory firm - SEC (12/9/2011 Terminated)
Virginia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2225 Lexington Rd., Louisville, KY 40206
Mailing Address
2225 Lexington Rd., Louisville, KY 40206
Phone number
(502) 451-0600
Established
Kentucky since 02/05/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
60

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BROCHURE SUPPLEMENT FORM ADV2B STEVEN MILLS (3/21/2025)
FIRM BROCHURE 03/21/2025 (3/21/2025)
FIRM WRAP FEE BROCHURE 03/21/2025 (3/21/2025)
BROCHURE SUPPLEMENT FORM ADV 2B - EDWARD MARION (3/21/2025)

Direct owners and executive officers

NamePositionCRD#
KFG ENTERPRISES, INC.SHAREHOLDER
PRIVATE CLIENT SERVICES EMP STOCK OWNERSHIP PLAN & TRUSTESOP TRUST
GRAHAM, TIMOTHY DALEYPRESIDENT4461811
IRONSIDE, JULIA MEYERFINOP2441578
MILLS, STEVEN RICHARDCHIEF OPERATIONS OFFICER3133520
SAMPSON, ERNEST AUBREYMANAGING MEMBER, ESOP TRUSTEE2001651
TAYLOR-JONES, JOHN PHILIPCHIEF COMPLIANCE OFFICER2171620
WESCOTT, MARY ELIZABETHCHIEF ADMINISTRATION OFFICER4404797

Regulatory assets under management

Total Number of Accounts3,271
AUM (Assets Under Management)$ 1,051,273,980

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222Birmingham, AL 35242

TRUST BUT VERIFY

Monitor Shane Weaver

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Martin Garrett Wheeler
Martin WheelerAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Birmingham, AL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics