Scott F. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Francis Young was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2007. Scott had worked at 8 firms and has passed the Series 63, Series 82TO, Series 99TO, SIE, Series 3, Series 7, Series 39, Series 30, Series 24, Series 14 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2021 - July 5, 2023
CARTA SECURITIES, LLC
February 10, 2020 - October 28, 2020
BREX TREASURY LLC
March 6, 2019 - January 24, 2020
FORGE SECURITIES LLC
November 2, 2017 - March 7, 2019
S F SENTRY SECURITIES, INC.
November 16, 2016 - February 27, 2017
CHURCHILL CAPITAL USA, INC.
October 14, 2010 - October 4, 2016
TRADESTATION SECURITIES, INC.
June 24, 2009 - October 8, 2010
RISE FINANCIAL SERVICES, LLC
July 17, 2007 - June 9, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CARTA SECURITIES, LLC
CRD#: 282086 / SEC#: , 8-69701
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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