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LC

Lelia W. Coggins

HIGHLAND CAPITAL MANAGEMENT
Memphis, TN 38120
Some features on this profile are disabled
CRD#: 5310620
LC

Professional summary

Lelia Woodley Coggins, who also goes by Lelia E Woodley, Lelia Elaine Woodley, is a registered financial advisor currently at HIGHLAND CAPITAL MANAGEMENT, LLC located in Memphis, Tennessee.

Lelia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Lelia has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lelia E Woodley | Lelia Elaine Woodley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lelia Woodley Coggins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 27, 2025 - Present

HIGHLAND CAPITAL MANAGEMENT, LLC

Office #1: 850 Ridge Lake Blvd Suite 205, Memphis, TN 38120
RIA
CRD#: 104842
Memphis, TN
Past

June 22, 2023 - February 20, 2025

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

BD
CRD#: 6950
MEMPHIS (SHELBY), TN
Past

September 4, 2020 - June 13, 2023

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
MEMPHIS, TN
Past

June 2, 2015 - June 13, 2023

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
MEMPHIS, TN
Past

May 25, 2009 - March 25, 2015

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HIGHLAND CAPITAL MANAGEMENT, LLC
HIGHLAND CAPITAL MANAGEMENT CORP | HIGHLAND CAPITAL MANAGMENT, LLC | HIGHLAND CAPITAL MANAGEMENT, LLC

CRD#: 104842 / SEC#: 801-8762

RIA
Registered Investment Advisory firm - (7/21/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(2/27/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/31/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/4/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/23/2009
General Securities Representative Examination

Current Firm

HC
HIGHLAND CAPITAL MANAGEMENT, LLC
HIGHLAND CAPITAL MANAGEMENT CORP | HIGHLAND CAPITAL MANAGMENT, LLC | HIGHLAND CAPITAL MANAGEMENT, LLC

CRD#: 104842 / SEC#: 801-8762

RIA
Registered Investment Advisory firm - (7/21/1972 Approved)
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Contact information

Main Address
850 Ridge Lake Blvd Suite 205, Memphis, TN 38120
Mailing Address
Phone number
(901) 761-9500
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HIGHLAND CAPITAL MANAGEMENT LLC MARCH 2024 (3/13/2025)

Regulatory assets under management

Total Number of Accounts1,042
AUM (Assets Under Management)$ 3,539,134,473

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
06/27/2025
Cover Page
Report
07/29/2024
Cover Page
Report
11/15/2023
Cover Page
Report
08/22/2023
Cover Page
Report
08/25/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIGHLAND CAPITAL MANAGEMENT, LLC

CRD#: 104842Memphis, TN 38120

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