Blaine A. Docker
Professional summary
Blaine Anderson Docker, who also goes by Blaine Docker, is a registered financial advisor currently at MAIN MANAGEMENT, LLC located in San Francisco, California.
Blaine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Blaine has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Blaine Anderson Docker's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2016 - Present
MAIN MANAGEMENT, LLC
Office #1: 601 California Street Suite 300, San Francisco, CA 94108March 4, 2016 - November 29, 2017
CEROS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
MAIN MANAGEMENT, LLC
CRD#: 120361 / SEC#: 801-61113
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/27/2016)
(3/10/2017)
Exams
Current Firm
MAIN MANAGEMENT, LLC
CRD#: 120361 / SEC#: 801-61113
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 314 |
| AUM (Assets Under Management) | $ 1,649,126,692 |
Red Flags
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