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JT

Jeremy H. Taylor

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CRD#: 5309502
JT
Jeremy Hancock Taylor

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeremy Hancock Taylor was a registered financial professional .

Jeremy is a previously registered financial professional and started their career in finance in 2007. Jeremy had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 10, 2018 - February 20, 2020

CHINA ECAPITAL PARTNERS, LLC

BD
CRD#: 150251
Palo Alto, CA
Past

March 6, 2017 - March 28, 2018

CHINA ECAPITAL PARTNERS, LLC

BD
CRD#: 150251
Berkeley, CA
Past

April 11, 2011 - August 19, 2015

CITIZENS JMP SECURITIES, LLC

BD
CRD#: 22208
SAN FRANCISCO, CA
Past

May 7, 2009 - June 17, 2010

MONTGOMERY, MARSHALL HEALTHCARE PARTNERS,LLC

BD
CRD#: 148256
SAN FRANCISCO, CA
Past

February 27, 2009 - July 7, 2010

MCKIM CAPITAL, INC.

BD
CRD#: 103814
NEW YORK, NY
Past

April 4, 2007 - May 26, 2009

MONTGOMERY & CO., LLC

BD
CRD#: 42300
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/12/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


CE
CHINA ECAPITAL PARTNERS, LLC
CHINA ECAPITAL PARTNERS, LLC | SIEMER & ASSOCIATES, LLC

CRD#: 150251 / SEC#: , 8-68238

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
144 Masterpiece, Irvine, CA 92618
Mailing Address
144 Masterpiece, Irvine, CA 92618
Phone number
(310) 861-2100
Established
California since 12/02/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CHINA ECAPITAL HOLDINGS LTDOWNER
COKER, MICHAEL TODD GEORGECOMPLIANCE PRINCIPAL2687750
THORNTON, STEVEN LEECCO4496384
THORNTON, STEVEN LEEFINOP4496384

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CHINA ECAPITAL PARTNERS, LLC

CRD#: 150251

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