Justin K. Vestman

LAKE AVENUE FINANCIAL LLC

Bellevue, WA

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CRD#: 5309237

Professional summary

Justin Kyle Vestman is a registered financial advisor currently at LAKE AVENUE FINANCIAL LLC located in Bellevue, Washington.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Justin has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 8/17/2017: Oceanside Capital Management - Not Investment Related - 222 7th St Unit 104, Santa Monica CA 90402 - Business Entity For Tax/Investment Purposes Only - Started 01/07/2017 - 5 Hours Per Month/1 Hour During Securities Trading. 2). Bellevue High School; Not Investment Related; 10416 Wolverine Way, Bellevue WA 98004, Basketball Coach, Start Date 11/2021 3.) Desert Valley Holdings LLC; Investment Related; 2443 S. El Dorado, Mesa, AZ 85202; All aspects of managing rental properties. Finding tenants, repairs, collecting rents etc; General Partner; Start Date 03/2021; 10 hours/month with 0 hours devoted during securities trading hours; I find tenants, negotiate lease terms, collect rents, facilitate repairs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Kyle Vestman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2022 - Present

LAKE AVENUE FINANCIAL LLC

RIA

CRD#: 315746

Bellevue, WA

Past

March 16, 2020 - January 10, 2022

GOLDEN STATE EQUITY ADVISORS, LLC

RIA

CRD#: 289796

Bellevue, WA

Past

August 3, 2016 - March 13, 2020

GOLDEN STATE WEALTH MANAGEMENT, LLC

RIA

CRD#: 167995

Santa Monica, CA

Past

August 2, 2016 - March 17, 2020

LPL FINANCIAL LLC

CRD#: 6413

SANTA MONICA, CA

Past

October 1, 2012 - August 9, 2016

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SANTA MONICA, CA

Past

October 1, 2012 - August 9, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

SANTA MONICA, CA

Past

May 2, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

BELLEVUE, WA

Past

May 2, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

BELLEVUE, WA

Past

November 25, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA

CRD#: 599

BELLEVUE, WA

Past

August 17, 2007 - May 2, 2009

WAMU INVESTMENTS, INC.

CRD#: 599

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAKE AVENUE FINANCIAL LLC

CRD#: 315746 / SEC#: 801-122031

RIA

Registered Investment Advisory firm - (8/6/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/2007

General Securities Representative Examination

Current Firm

LAKE AVENUE FINANCIAL LLC

CRD#: 315746 / SEC#: 801-122031

RIA

Registered Investment Advisory firm - (8/6/2021 Approved)

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Contact information

Main Address

301 N Lake Ave Suite 830, Pasadena, CA 91101

Mailing Address

Phone number

(626) 689-2012

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHTECH LLC ADV PART 2A AND APPENDIX 1 BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 137,894,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Justin K. Vestman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Kyle Vestman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDEN STATE EQUITY ADVISORS, LLC

GOLDEN STATE WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

Primary Firm SEC Registration

LAKE AVENUE FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/2008

Series 63

Date: 9/20/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/16/2007

Current Firm

LAKE AVENUE FINANCIAL LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAKE AVENUE FINANCIAL LLC

TRUST BUT VERIFY

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