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JV

Justin K. Vestman

LAKE AVENUE FINANCIAL
Bellevue, WA
Some features on this profile are disabled
CRD#: 5309237
JV

Professional summary

Justin Kyle Vestman is a registered financial advisor currently at LAKE AVENUE FINANCIAL LLC located in Bellevue, Washington.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Justin has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Kyle Vestman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 10, 2022 - Present

LAKE AVENUE FINANCIAL LLC

RIA
CRD#: 315746
Bellevue, WA
Past

March 16, 2020 - January 10, 2022

GOLDEN STATE EQUITY ADVISORS, LLC

RIA
CRD#: 289796
Bellevue, WA
Past

August 3, 2016 - March 13, 2020

GOLDEN STATE WEALTH MANAGEMENT, LLC

RIA
CRD#: 167995
Santa Monica, CA
Past

August 2, 2016 - March 17, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
SANTA MONICA, CA
Past

October 1, 2012 - August 9, 2016

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
SANTA MONICA, CA
Past

October 1, 2012 - August 9, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SANTA MONICA, CA
Past

May 2, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
BELLEVUE, WA
Past

May 2, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
BELLEVUE, WA
Past

November 25, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA
CRD#: 599
BELLEVUE, WA
Past

August 17, 2007 - May 2, 2009

WAMU INVESTMENTS, INC.

BD
CRD#: 599
BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LAKE AVENUE FINANCIAL LLC
FIRST TEAM ADVISORS | WEALTHTECH PARTNERS LLC | SIKMA SOUND FINANCIAL | LAKE AVENUE FINANCIAL LLC | LAKE AVENUE FINANCIAL | HIGHER IMPACT FINANCIAL

CRD#: 315746 / SEC#: 801-122031

RIA
Registered Investment Advisory firm - (8/6/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(1/10/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/24/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/20/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/2007
General Securities Representative Examination

Current Firm

LA
LAKE AVENUE FINANCIAL LLC
FIRST TEAM ADVISORS | WEALTHTECH PARTNERS LLC | SIKMA SOUND FINANCIAL | LAKE AVENUE FINANCIAL LLC | LAKE AVENUE FINANCIAL | HIGHER IMPACT FINANCIAL

CRD#: 315746 / SEC#: 801-122031

RIA
Registered Investment Advisory firm - (8/6/2021 Approved)
PREMIUM
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Contact information

Main Address
301 N Lake Ave Suite 830, Pasadena, CA 91101
Mailing Address
Phone number
(626) 689-2012
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WEALTHTECH LLC ADV PART 2A AND APPENDIX 1 BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts700
AUM (Assets Under Management)$ 137,894,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LAKE AVENUE FINANCIAL LLC

CRD#: 315746Bellevue, WA

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