Kurt M. Newsom

XXI WEALTH

Chicago, IL 60631

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CRD#: 5309165

Professional summary

Kurt Michael Newsom, CFP® is a registered financial advisor currently at XXI WEALTH, LLC located in Chicago, Illinois.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kurt has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DAGNY'S GRANOLA, LLC NON-INVESTMENT RELATED, 1013 W. WEBSTER #6, CHICAGO, ILLINOIS 60614, OWNER, START DATE: 04/2010 NUMBER OF HOURS/MONTH DEVOTED TO OTHER BUSINESS: 2 HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 MONITOR FINANCIALS AND OVERALL STRATEGY OF BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Michael Newsom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

August 22, 2024 - Present

XXI WEALTH, LLC

Office #1: 8770 W Bryn Mawr Ave. Ste. 1300, Chicago, IL 60631

RIA

CRD#: 330796

Chicago, IL

Past

November 17, 2017 - September 13, 2024

CIBC PRIVATE WEALTH ADVISORS, INC.

RIA

CRD#: 109644

Chicago, IL

Past

October 31, 2017 - September 13, 2024

CIBC WORLD MARKETS CORP.

CRD#: 630

Chicago, IL

Past

June 24, 2013 - September 1, 2017

GENEVA ADVISORS, LLC

RIA

CRD#: 121629

CHICAGO, IL

Past

September 2, 2011 - October 31, 2017

GNV ADVISORS, LLC

CRD#: 147286

Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

XXI WEALTH, LLC

UMAGE OPCO, LLC | ZURICH WEALTH, LLC | XXI WEALTH, LLC | XXI SPORTS

CRD#: 330796 / SEC#: 801-130939

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/2011

General Securities Principal Examination

Current Firm

XXI WEALTH, LLC

UMAGE OPCO, LLC | ZURICH WEALTH, LLC | XXI WEALTH, LLC | XXI SPORTS

CRD#: 330796 / SEC#: 801-130939

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

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Contact information

Main Address

8770 W Bryn Mawr Ave. Suite 1300-1424, Chicago, IL 60631

Mailing Address

Phone number

(312) 300-2670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR XXI WEALTH, LLC (2/19/2025)

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 202,714,835

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/10/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kurt M. Newsom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Michael Newsom's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIBC PRIVATE WEALTH ADVISORS, INC.

CIBC WORLD MARKETS CORP.

GENEVA ADVISORS, LLC

GNV ADVISORS, LLC

Primary Firm SEC Registration

XXI WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2011

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/1/2011

Series 24

Date: 12/22/2011

Current Firm

XXI WEALTH, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

XXI WEALTH, LLC

TRUST BUT VERIFY

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