Reginald Troy Maxfield
CFP®Professional Summary
Reginald Troy Maxfield, CFP®, who also goes by Reginald Maxfield, is a registered financial advisor currently at OLYMPUS PEAKS FINANCIAL, LLC located in Sandy, Utah. Reginald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Reginald has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Reginald Maxfield
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
OLYMPUS PEAKS FINANCIAL, LLC
Contact Information
Main Address
9035 S 1300 E Ste 120, Sandy, UT 84094Mailing Address
P.o. Box 900040, Sandy, UT 84090Phone Number
(801) 566-3510# of Employees
1SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
388AUM (Assets Under Management)
$141,443,347Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
OLYMPUS PEAKS FINANCIAL, LLC
State Registrations and Notice Filings
(5/20/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Reginald Troy Maxfield's CRS (Customer Relationship Summary).
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