Reginald T. Maxfield

OLYMPUS PEAKS FINANCIAL

Sandy, UT 84094

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CRD#: 5308823

Professional summary

Reginald Troy Maxfield, CFP®, who also goes by Reginald Maxfield, is a registered financial advisor currently at OLYMPUS PEAKS FINANCIAL, LLC located in Sandy, Utah.

Reginald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Reginald has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Reginald Maxfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I assist individuals with the organization and management of defined contribution and defined benefit plans.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reginald Troy Maxfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

May 20, 2016 - Present

OLYMPUS PEAKS FINANCIAL, LLC

Office #1: 9035 S 1300 E Ste 120, Sandy, UT 84094

RIA

CRD#: 283040

Sandy, UT

Past

May 1, 2007 - June 2, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

MIDVALE, UT

Past

April 4, 2007 - June 2, 2016

LPL FINANCIAL LLC

CRD#: 6413

MIDVALE, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(5/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/28/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2007

General Securities Representative Examination

Current Firm

OLYMPUS PEAKS FINANCIAL, LLC

CRD#: 283040 / SEC#: 801-134885

Utah

Registered Investment Advisory firm - (11/11/2025 Termination Requested)

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Contact information

Main Address

9035 S 1300 E Ste 120, Sandy, UT 84094

Mailing Address

P.o. Box 900040, Sandy, UT 84090

Phone number

(801) 566-3510

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A-OLYMPUS PEAKS FINANCIAL, LLC (3/14/2025)

OLYMPUS PEAKS FINANCIAL, LLC WRAP FEE PROGRAM (3/14/2025)

ADV PART 2B-MAXFIELD (3/14/2025)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 122,016,637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Reginald T. Maxfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reginald Troy Maxfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLYMPUS PEAKS FINANCIAL, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/28/2007

SIE

Date: 6/2/2016

Series 7

Date: 4/3/2007

Current Firm

OLYMPUS PEAKS FINANCIAL, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLYMPUS PEAKS FINANCIAL, LLC

TRUST BUT VERIFY

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