Kristan R. Bruhn

L & M WEALTH MANAGEMENT AND RETIREMENT SOLUTIONS

Oklahoma City, OK 73112

CRD#: 5308787

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Professional summary

Kristan Ruth Bruhn, who also goes by Kristan Ruth Melton, is a registered financial advisor currently at L & M WEALTH MANAGEMENT AND RETIREMENT SOLUTIONS, LLC located in Oklahoma City, Oklahoma.

Kristan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kristan has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristan Ruth Melton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristan Ruth Bruhn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2016 - Present

L & M WEALTH MANAGEMENT AND RETIREMENT SOLUTIONS, LLC

Office #1: 2601 Nw Expressway #110w, Oklahoma City, OK 73112

RIA

CRD#: 151669

Oklahoma City, OK

Past

February 4, 2008 - December 1, 2009

SECURITIES AMERICA, INC.

CRD#: 10205

OKLAHOMA CITY, OK

Past

May 8, 2007 - September 21, 2007

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

OKLAHOMA CITY, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(5/23/2022)

IAR

Oklahoma
(8/31/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/19/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/7/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

L & M WEALTH MANAGEMENT AND RETIREMENT SOLUTIONS, LLC

CRD#: 151669 / SEC#: 801-70792

RIA

Registered Investment Advisory firm - (3/2/2011 Terminated)

Florida

Registered Investment Advisory firm - (1/22/2020 Terminated)

Kansas

Registered Investment Advisory firm - (5/20/2022 Approved)

Louisiana

Registered Investment Advisory firm - (7/25/2019 Approved)

Oklahoma

Registered Investment Advisory firm - (3/2/2011 Approved)

Texas

Registered Investment Advisory firm - (11/4/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2601 Nw Expressway #110w, Oklahoma City, OK 73112

Mailing Address

Phone number

(405) 286-2654

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	285
AUM (Assets Under Management)	$ 67,203,851

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kristan R. Bruhn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristan Ruth Bruhn's CRS (Customer Relationship Summary).

Certified licenses

Experience

L & M WEALTH MANAGEMENT AND RETIREMENT SOLUTIONS, LLC

SECURITIES AMERICA, INC.

CETERA INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/2016

Series 63

Date: 6/19/2007

Series 6

Date: 5/7/2007

Current Firm

L & M WEALTH MANAGEMENT AND RETIREMENT SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

L & M WEALTH MANAGEMENT AND RETIREMENT SOLUTIONS, LLC

TRUST BUT VERIFY

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