John P. Baxter

SYMETRA SECURITIES

Bellevue, WA 98004-5135

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CRD#: 5308700

Professional summary

John Patrick Baxter, who also goes by John Baxter, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.

John is registered as a RR (Registered Representative) and started their career in finance in 2008. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Baxter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE AVETT BROTHERS; NON INVESTMENT RELATED; CHARLOTTE, NC; BUSINESS CONSULTANT & PROMOTIONS; START 5/99; 6 HRS PER MONTH 0 DURING TRADING

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Patrick Baxter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2025 - Present

SYMETRA SECURITIES, INC.

Office #1: 777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135

CRD#: 739

Bellevue, WA

Past

December 1, 2014 - March 24, 2025

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLOTTE, NC

Past

December 1, 2014 - March 24, 2025

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLOTTE, NC

Past

January 24, 2012 - June 10, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLOTTE, NC

Past

September 19, 2011 - June 10, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLOTTE, NC

Past

February 16, 2010 - August 5, 2011

NYLIFE SECURITIES LLC

CRD#: 5167

CHARLESTON, SC

Past

July 17, 2008 - May 13, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHARLESTON, SC

Past

April 23, 2008 - May 13, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHARLESTON, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(3/25/2025)

South Carolina
(3/25/2025)

Washington
(3/25/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/21/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/22/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SYMETRA SECURITIES, INC.

SAFECO SECURITIES, INC. | SYMETRA SECURITIES, INC.

CRD#: 739 / SEC#: , 8-13470

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135

Mailing Address

777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135

Phone number

(800) 796-3872

Established

Washington since 08/24/1967

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SYMETRA FINANCIAL CORPORATION	OWNER
BALKOVETZ, CHANTEL LEE	DIRECTOR	2490011
DIMITRI, DAVID MICHAEL	SECRETARY	4806001
DOW, SHANEN LYNN	ASSISTANT TREASURER	7676848
ELLIS, COURTNEY LYNN	CHIEF OPERATING OFFICER	5460601
FARRELL, ANDREW MICHAEL	PRESIDENT, DIRECTOR	4463467
HANSON, COLLEEN	ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL	7271134
MURPHY, COLLEEN MARY	DIRECTOR	4842602
NORBERG, KRISTIN ROUST	VICE PRESIDENT	7033021
OBERDECK, ANDREW A	ASSISTANT SECRETARY	8015633
OTTO, JOSEPHINE R	ASSISTANT SECRETARY	8015301
RABIN, KEVIN WILLIAM	DIRECTOR	7033042
SANDERS, BARBARA ANN	CHIEF COMPLIANCE OFFICER	2206030

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John P. Baxter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Patrick Baxter's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

NYLIFE SECURITIES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/21/2012

SIE

Date: 10/1/2018

Series 7

Date: 4/22/2008

FINRA

Current Firm

SYMETRA SECURITIES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SYMETRA SECURITIES, INC.

TRUST BUT VERIFY

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