Brian R. Gill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Robert Gill was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2007. Brian had worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2017 - October 2, 2025
STONEHAVEN, LLC
May 16, 2016 - March 16, 2017
MCCAFFERTY & COMPANY, LLC
January 2, 2015 - May 18, 2016
MSEC, LLC
January 4, 2012 - December 26, 2014
COHEN FINANCIAL EQUITIES LLC
May 6, 2011 - December 16, 2011
ALLEGRO SECURITIES LLC
September 8, 2009 - April 29, 2011
KALORAMA CAPITAL, LLC
March 26, 2007 - September 28, 2009
OMNI BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
