Alexander Sixbey

FOUR POINTS ADVISORS

New York, NY 10001

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CRD#: 5308440

Professional summary

Alexander Sixbey, who also goes by Alexander Benjamin Sixbey, is a registered financial advisor currently at FOUR POINTS ADVISORS, LLC located in New York, New York and ICM CAPITAL MARKETS, LLC located in New York, New York.

Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Alexander has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alexander Benjamin Sixbey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Sixbey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2026 - Present

FOUR POINTS ADVISORS, LLC

Office #1: 31 Hudson Yards 11th Floor, New York, NY, 10001

RIA

CRD#: 171720

New York, NY

Current

June 10, 2025 - Present

ICM CAPITAL MARKETS, LLC

Office #1: 1178 Broadway, New York, NY 10001

CRD#: 312157

NEW YORK, NY

Current

August 22, 2025 - Present

SI SECURITIES, LLC

Office #1: C/o Circle Internet Group One World Trade Center, Floor 87, New York, NY 10007

CRD#: 170937

New York, NY

Past

February 12, 2025 - September 19, 2025

JUNIPER SQUARE CAPITAL

CRD#: 317612

RANCHO SANTA FE, CA

Past

March 29, 2011 - December 31, 2021

OSAIC FS, INC.

RIA

CRD#: 3870

HARTFORD, CT

Past

March 29, 2011 - April 5, 2024

OSAIC FA, INC.

RIA

CRD#: 3978

HARTFORD, CT

Past

March 29, 2011 - April 5, 2024

OSAIC FS, INC.

CRD#: 3870

HARTFORD, CT

Past

March 29, 2011 - April 5, 2024

OSAIC FA, INC.

CRD#: 3978

HARTFORD, CT

Past

August 17, 2009 - February 28, 2011

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

HARTFORD, CT

Past

August 17, 2009 - April 5, 2024

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

HARTFORD, CT

Past

January 17, 2008 - May 11, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

HARTFORD, CT

Past

January 17, 2008 - May 11, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

HARTFORD, CT

Past

September 13, 2007 - January 22, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

NEW BRITAIN, CT

Past

September 13, 2007 - January 22, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

April 25, 2007 - December 4, 2007

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

PLANTSVILLE, CT

Past

April 3, 2007 - June 20, 2007

BANCNORTH INVESTMENT GROUP, INC.

CRD#: 31299

PLANTSVILLE, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUR POINTS ADVISORS, LLC

FOUR POINTS ADVISORS, LLC | PANTHER CAPITAL ADVISORY, LLC

CRD#: 171720 / SEC#: 801-118971

RIA

Registered Investment Advisory firm - (6/26/2020 Approved)

New York

Registered Investment Advisory firm - (7/1/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/22/2025)

IAR

Connecticut
(3/25/2026)

New York
(6/10/2025)

IAR

New York
(3/25/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/2/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/14/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FOUR POINTS ADVISORS, LLC

FOUR POINTS ADVISORS, LLC | PANTHER CAPITAL ADVISORY, LLC

CRD#: 171720 / SEC#: 801-118971

RIA

Registered Investment Advisory firm - (6/26/2020 Approved)

New York

Registered Investment Advisory firm - (7/1/2020 Terminated)

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Contact information

Main Address

99 Park Avenue Floor 8, New York, NY 10016

Mailing Address

Phone number

(646) 300-6129

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

11.03.2025_ADV PART 2 BROCHURE (11/3/2025)

Regulatory assets under management

Total Number of Accounts	131
AUM (Assets Under Management)	$ 36,999,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander Sixbey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Sixbey's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUR POINTS ADVISORS, LLC

ICM CAPITAL MARKETS, LLC

SI SECURITIES, LLC

JUNIPER SQUARE CAPITAL

OSAIC FS, INC.

OSAIC FA, INC.

OSAIC FS, INC.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

CETERA INVESTMENT SERVICES LLC

BANCNORTH INVESTMENT GROUP, INC.

Primary Firm SEC Registration

FOUR POINTS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/2/2007

Series 24

Date: 2/14/2008

FINRA

Current Firm

FOUR POINTS ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOUR POINTS ADVISORS, LLC

TRUST BUT VERIFY

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