Vincent Deangelo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Deangelo, who also goes by VIncent Deangelo, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2007. Vincent had worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2012 - August 2, 2012
CHIEF ADVISORS CORP
January 3, 2012 - August 2, 2012
FIRST ASSET FINANCIAL INC.
November 12, 2008 - January 21, 2010
CETERA INVESTMENT ADVISERS LLC
November 12, 2008 - January 21, 2010
CETERA FINANCIAL SPECIALISTS LLC
June 6, 2007 - August 17, 2007
MORGAN STANLEY & CO. LLC
April 16, 2007 - August 17, 2007
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHIEF ADVISORS CORP
CRD#: 125261 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 344 |
| AUM (Assets Under Management) | $ 92,800,290 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
