Lonnie Thibodeaux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lonnie Thibodeaux was a registered financial professional .
Lonnie is a previously registered financial professional and started their career in finance in 2007. Lonnie had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2010 - March 31, 2017
WORTH FINANCIAL GROUP INC.
January 4, 2010 - December 31, 2013
WORTH FINANCIAL GROUP INC.
July 28, 2009 - September 16, 2009
EDI FINANCIAL, INC.
June 15, 2007 - June 1, 2009
WRP INVESTMENTS, INC.
June 15, 2007 - June 1, 2009
WRP INVESTMENTS, INC.
April 4, 2007 - June 15, 2007
INVESTMENT PROFESSIONALS, INC.
March 20, 2007 - June 15, 2007
INVESTMENT PROFESSIONALS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORTH FINANCIAL GROUP INC.
CRD#: 13478 / SEC#: , 8-29827
Contact information
FINRA licenses (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 2,539,237 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
