JT
Jun Tang
TRANSAMERICA FINANCIAL ADVISORS
Bellevue, WA 98005
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CRD#: 5308062
JT
Professional summary
Jun Tang is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Bellevue, Washington.
Jun is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jun has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. East China Normal University Alumni Association in America - Seattle Chapter / 1121-Present / Investment Related: No / President / Nonprofit Organization / Hrs. Work Monthly: 2 / Sec Trading Hrs: 0 / Convene and preside quarterly board meeting, arrange activities to serve alumni in the organization Heartland Institute of Financial Education/Investment related - No, consult with parents and college students regarding planning needs and process, coaching program and sign up with HIFE, which provides coach for college planning, 8/28/2017, Greenwood Village, Colorado. Seattle Shanghai Association/Non Investment related/12925 NE 203rd Ct Woodinville WA 98072/4.24.2017/No official title yet/Promote friendship and mutual assistance among memvers, build connections between overseas Shanghainese and cultural oranizations in Shangai/Duties: Currently just building the organization. In the future, may involve organizing parties and social events/2 hours per month/Approved with restrictions NATIONAL ASSOCIATION OF REGISTERED SOCIAL SECURITY ANALYSTS POSITION: certified member NATURE: Social Security benefit analysis INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 2 START DATE: 08/26/2025 ADDRESS: 68 S Service Rd Ste 100, Melville NY 11747, United States DESCRIPTION: NARSSA provides certification and software for Social Security analysis. I pay membership and examination fees to become a member. I use their software to analyze clients' Social Security benefits and give suggestions.
CRS (Client Relationship Summary) - RIA
Click below to view Jun Tang's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jun Tang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2022 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 13010 Ne 20th St Ste 100, Bellevue, WA 98005RIA
BD
CRD#: 16164
Bellevue, WA
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 13010 Ne 20th St Ste 100, Bellevue, WA 98005RIA
BD
CRD#: 16164
Bellevue, WA
Past
October 12, 2007 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/15/2014)
RR
Massachusetts(7/24/2023)
RR
Oregon(4/13/2023)
RR
Washington(1/6/2012)
IAR
Washington(4/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
