AG
Alexandre Georgiev
LIFEMARK SECURITIES
Venice, FL
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CRD#: 5307830
AG
Professional summary
Alexandre Georgiev JR., who also goes by Alexandre Gueorguiev Jr., Alexandre Gueorguiev, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Venice, Florida.
Alexandre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Alexandre has worked at 1 firm and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexandre Gueorguiev Jr. | Alexandre Gueorguiev
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I HAVE AN INSURANCE LICENSE BUT ONLY VERY OCCASIONALLY SELL FIXED INSURANCE BUT USE THE KNOWLEDGE IN MY DUTIES AT LIFEMARK.
CRS (Client Relationship Summary) - RIA
Click below to view Alexandre Georgiev JR.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alexandre Georgiev JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2012 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Venice, FL
Current
July 24, 2007 - Present
LIFEMARK SECURITIES CORP.
Office #1: 400 West Metro Park, Rochester, NY 14623RIA
BD
CRD#: 16204
Rochester, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/3/2014)
RR
Alaska(10/13/2023)
RR
Arizona(4/4/2012)
RR
Arkansas(8/6/2021)
RR
California(3/23/2012)
RR
Colorado(4/4/2012)
RR
Connecticut(4/4/2012)
RR
Delaware(4/4/2012)
RR
District of Columbia(4/4/2012)
RR
Florida(4/4/2012)
IAR
Florida(12/12/2012)
RR
Georgia(4/4/2012)
RR
Idaho(4/22/2014)
RR
Illinois(4/4/2012)
RR
Indiana(4/4/2012)
RR
Iowa(4/4/2012)
RR
Kansas(4/4/2012)
RR
Kentucky(4/4/2012)
RR
Louisiana(4/4/2012)
RR
Maine(4/4/2012)
RR
Maryland(4/4/2012)
RR
Massachusetts(4/4/2012)
RR
Michigan(4/4/2012)
RR
Minnesota(4/4/2012)
RR
Mississippi(4/4/2012)
RR
Missouri(4/4/2012)
RR
Montana(4/4/2012)
RR
Nebraska(4/4/2012)
RR
Nevada(4/4/2012)
RR
New Hampshire(4/4/2012)
RR
New Jersey(4/4/2012)
RR
New Mexico(9/21/2020)
RR
New York(1/5/2009)
IAR
New York(8/20/2021)
RR
North Carolina(4/4/2012)
RR
North Dakota(4/22/2014)
RR
Ohio(4/4/2012)
RR
Oklahoma(4/4/2012)
RR
Oregon(4/4/2012)
RR
Pennsylvania(4/4/2012)
RR
Rhode Island(4/4/2012)
RR
South Carolina(4/4/2012)
RR
South Dakota(4/4/2012)
RR
Tennessee(3/1/2021)
RR
Texas(4/4/2012)
IAR
Texas(6/5/2014)
RR
Utah(4/4/2012)
RR
Vermont(1/20/2015)
RR
Virginia(4/4/2012)
RR
Washington(4/4/2012)
RR
West Virginia(4/4/2012)
RR
Wisconsin(4/4/2012)
RR
Wyoming(4/3/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
