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Arto Sevan Izmirliyan

CRD# 5307775·Registered 2007 - 2012
Previously Registered: Being a previously registered professional could mean that Arto is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arto Sevan Izmirliyan, who also goes by Arto Sevan Izmirlian, was a registered financial advisor. Arto was a previously registered financial professional and started their career in finance 2007 - 2012. Arto had worked at 2 firms and has passed the Series 63 and Series 38 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Arto Sevan Izmirlian

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

RESEARCH CAPITAL USA INC.·CRD# 39670
BD
Toronto
January 6, 2010 - October 16, 2012
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.·CRD# 7449
BD
Toronto
May 7, 2007 - July 31, 2009

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Current Firm

RC
RESEARCH CAPITAL USA INC.

MACKIE RESEARCH USA INC. | RESEARCH CAPITAL USA INC.

CRD#: 39670 / SEC#: 8-48795
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

199 Bay Street, Suite 4500 Commerce Court West, Toronto, M5L 1G2

Mailing Address

199 Bay Street, Suite 4500 Commerce Court West, Toronto, M5L 1G2

Phone Number

(416) 860-7600

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (22 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
RESEARCH CAPITAL CORPORATIONSOLE OWNER—
SELBIE, ANDREW CHARLESPRESIDENT2009162
SELBIE, ANDREW CHARLESCEO, CFO, FINOP & CORPORATE SECRETARY2009162
WILLIAMS, JOHN RAYCHIEF COMPLIANCE OFFICER1865081

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2007About the Series 63 exam

Series 38 — Canada Module of the General Securities Registered Representative (Without Options Questions)

Passed Apr 2007

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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