Young Han Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Young Han Lee, who also goes by Han Lee, was a registered financial professional .
Young Han is a previously registered financial professional and started their career in finance in 2007. Young Han had worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2020 - October 4, 2021
GX2 SPREAD MARKETS, LLC
October 9, 2017 - February 27, 2020
CITADEL SECURITIES LLC
July 14, 2010 - August 5, 2011
VIRTU EXECUTION SERVICES LLC
December 18, 2008 - February 24, 2016
VIRTU FINANCIAL BD LLC
April 16, 2007 - November 16, 2007
VIRTU FINANCIAL CAPITAL MARKETS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 10/5/2022
General Securities Representative ExaminationSeries 55
Date: 7/7/2007
Limited Representative-Equity Trader ExamCurrent Firm
GX2 SPREAD MARKETS, LLC
CRD#: 171355 / SEC#: , 8-69460
Contact information
Documents
Red Flags
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