Kristen M. Gookin
Professional summary
Kristen Marie Gookin, who also goes by Kristen M Weiss, Kristen Marie Weiss, Kristen Weiss, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.
Kristen is registered as a RR (Registered Representative) and started their career in finance in 2007. Kristen has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristen Marie Gookin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2021 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605January 2, 2020 - June 18, 2021
FORESIDE FINANCIAL SERVICES, LLC
February 14, 2018 - December 31, 2019
BMO INVESTMENT DISTRIBUTORS, LLC
May 12, 2015 - March 28, 2017
CHARLES SCHWAB & CO., INC.
June 12, 2007 - July 5, 2014
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/22/2021)
Exams
FINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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