Robert D. Lenertz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Deane Lenertz, who also goes by Bob Deane Lenertz Jr., Robert Deane Lenertz Jr, Robert Deane Lenertz Jr., Robert Deane Lenertz, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2007. Robert had worked at 15 firms and has passed the Series 66, Series 6TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2025 - August 21, 2025
STATE FARM INVESTMENT MANAGEMENT CORP.
April 4, 2025 - August 21, 2025
STATE FARM VP MANAGEMENT CORP.
November 14, 2024 - March 24, 2025
LPL ENTERPRISE, LLC
November 14, 2024 - March 24, 2025
LPL ENTERPRISE, LLC
September 11, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
September 11, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
August 9, 2023 - September 3, 2024
ALLSTATE FINANCIAL ADVISORS, LLC
August 9, 2023 - September 3, 2024
ALLSTATE FINANCIAL SERVICES, LLC
May 30, 2023 - June 12, 2023
FROST INVESTMENT SERVICES
May 30, 2023 - June 12, 2023
FROST BROKERAGE SERVICES, INC.
July 8, 2021 - April 6, 2023
RETIREMENT PLANNERS OF AMERICA
January 23, 2019 - August 3, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 23, 2019 - August 3, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 18, 2016 - February 13, 2019
LPL FINANCIAL LLC
October 18, 2016 - February 13, 2019
LPL FINANCIAL LLC
October 1, 2012 - October 28, 2016
J.P. MORGAN SECURITIES LLC
October 1, 2012 - October 28, 2016
J.P. MORGAN SECURITIES LLC
June 22, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
June 22, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 23, 2010 - June 9, 2011
PRINCIPAL SECURITIES, INC.
September 9, 2010 - June 9, 2011
PRINCIPAL SECURITIES, INC.
July 20, 2009 - September 1, 2010
CHASE INVESTMENT SERVICES CORP.
July 20, 2009 - September 1, 2010
CHASE INVESTMENT SERVICES CORP.
December 17, 2007 - July 21, 2009
LPL FINANCIAL LLC
October 31, 2007 - July 21, 2009
LPL FINANCIAL LLC
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 4/4/2025
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 12/16/2022
General Securities Representative ExaminationCurrent Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
