Robert D. Lenertz

SPC

Spring, TX 77380

Some features on this profile are disabled

CRD#: 5306672

Professional summary

Robert Deane Lenertz, who also goes by Bob Deane Lenertz Jr., Robert Deane Lenertz Jr, Robert Deane Lenertz Jr., Robert Deane Lenertz, is a registered financial advisor currently at SPC located in Spring, Texas and SIGMA FINANCIAL CORPORATION located in Spring, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 17 firms and has passed the Series 66, Series 6TO, Series 7TO, SIE and Series 7 exams.

Aliases

Bob Deane Lenertz Jr. | Robert Deane Lenertz Jr | Robert Deane Lenertz Jr. | Robert Deane Lenertz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Dan Ferrante's Insurance Agency; Investment-related; 3000 Research Forest Dr Ste 280 The Woodlands TX 77381; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 12/18/2024; 80; 80; Service customers

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Deane Lenertz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2026 - Present

SPC

Office #1: 26310 Oak Ridge Dr Suite 33, Spring, TX 77380

RIA

CRD#: 110692

Spring, TX

Current

July 21, 2026 - Present

SIGMA FINANCIAL CORPORATION

Office #1: 26310 Oak Ridge Dr. Ste. 33, Spring, TX 77380

CRD#: 14303

Spring, TX

Past

April 4, 2025 - August 21, 2025

STATE FARM INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 3487

The Woodlands, TX

Past

April 4, 2025 - August 21, 2025

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

November 14, 2024 - March 24, 2025

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

THE WOODLANDS, TX

Past

November 14, 2024 - March 24, 2025

LPL ENTERPRISE, LLC

CRD#: 8733

THE WOODLANDS, TX

Past

September 11, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

The Woodlands, TX

Past

September 11, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

The Woodlands, TX

Past

August 9, 2023 - September 3, 2024

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Spring, TX

Past

August 9, 2023 - September 3, 2024

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Spring, TX

Past

May 30, 2023 - June 12, 2023

FROST INVESTMENT SERVICES

RIA

CRD#: 286129

Houston, TX

Past

May 30, 2023 - June 12, 2023

FROST BROKERAGE SERVICES, INC.

CRD#: 17465

Houston, TX

Past

July 8, 2021 - April 6, 2023

RETIREMENT PLANNERS OF AMERICA

RIA

CRD#: 157222

PLANO, TX

Past

January 23, 2019 - August 3, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Conroe, TX

Past

January 23, 2019 - August 3, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Conroe, TX

Past

October 18, 2016 - February 13, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

THE WOODLANDS, TX

Past

October 18, 2016 - February 13, 2019

LPL FINANCIAL LLC

CRD#: 6413

THE WOODLANDS, TX

Past

October 1, 2012 - October 28, 2016

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SPRING, TX

Past

October 1, 2012 - October 28, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

SPRING, TX

Past

June 22, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

SPRING, TX

Past

June 22, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SPRING, TX

Past

September 23, 2010 - June 9, 2011

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

THE WOODLANDS, TX

Past

September 9, 2010 - June 9, 2011

PRINCIPAL SECURITIES, INC.

CRD#: 1137

THE WOODLANDS, TX

Past

July 20, 2009 - September 1, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

SPRING, TX

Past

July 20, 2009 - September 1, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SPRING, TX

Past

December 17, 2007 - July 21, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

MAGNOLIA, TX

Past

October 31, 2007 - July 21, 2009

LPL FINANCIAL LLC

CRD#: 6413

MAGNOLIA, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPC

PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404

RIA

Registered Investment Advisory firm - (1/11/1984 Approved)

Alaska

Registered Investment Advisory firm - (2/13/2002 Cancelled)

Arizona

Registered Investment Advisory firm - (2/14/2002 Terminated)

California

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Colorado

Registered Investment Advisory firm - (2/14/2002 Cancelled)

Delaware

Registered Investment Advisory firm - (2/14/2002 Terminated)

Hawaii

Registered Investment Advisory firm - (3/19/2002 Terminated)

Montana

Registered Investment Advisory firm - (2/12/2002 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/14/2002 Terminated)

New Mexico

Registered Investment Advisory firm - (2/14/2002 Terminated)

New York

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Rhode Island

Registered Investment Advisory firm - (3/7/2002 Terminated)

Tennessee

Registered Investment Advisory firm - (2/14/2002 Terminated)

Utah

Registered Investment Advisory firm - (1/17/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/30/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(7/21/2026)

IAR

Texas
(7/20/2026)

Texas
(7/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 4/4/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7TO

Date: 12/16/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/30/2007

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SPC

PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404

RIA

Registered Investment Advisory firm - (1/11/1984 Approved)

Alaska

Registered Investment Advisory firm - (2/13/2002 Cancelled)

Arizona

Registered Investment Advisory firm - (2/14/2002 Terminated)

California

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Colorado

Registered Investment Advisory firm - (2/14/2002 Cancelled)

Delaware

Registered Investment Advisory firm - (2/14/2002 Terminated)

Hawaii

Registered Investment Advisory firm - (3/19/2002 Terminated)

Montana

Registered Investment Advisory firm - (2/12/2002 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/14/2002 Terminated)

New Mexico

Registered Investment Advisory firm - (2/14/2002 Terminated)

New York

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Rhode Island

Registered Investment Advisory firm - (3/7/2002 Terminated)

Tennessee

Registered Investment Advisory firm - (2/14/2002 Terminated)

Utah

Registered Investment Advisory firm - (1/17/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/30/2002 Terminated)

PREMIUM

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Contact information

Main Address

300 Parkland Plaza, Ann Arbor, MI 48103

Mailing Address

Phone number

(734) 663-1611

Established

Firm type

Fiscal year end

# of Employees

462

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPC FORM ADV WRAP FEE PROGRAM BROCHURE (3/20/2025)

SPC FORM ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	26,544
AUM (Assets Under Management)	$ 5,655,661,675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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THE WOODLANDS, TX

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Advisor Monitoring

Firm Stability Insights

Robert D. Lenertz

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Deane Lenertz's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGMA FINANCIAL CORPORATION

STATE FARM INVESTMENT MANAGEMENT CORP.

STATE FARM VP MANAGEMENT CORP.

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

FROST INVESTMENT SERVICES

FROST BROKERAGE SERVICES, INC.

RETIREMENT PLANNERS OF AMERICA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

SPC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2007

Series 6TO

Date: 4/4/2025

Series 7TO

Date: 12/16/2022

SIE

Date: 10/1/2018

Series 7

Date: 10/30/2007

FINRA

Nasdaq Stock Market

Current Firm

SPC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPC

TRUST BUT VERIFY

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