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Robert Greame Ferguson

CRD# 5306467·Registered 2007 - 2012
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Greame Ferguson, who also goes by Robert G Ferguson, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2007 - 2012. Robert had worked at 2 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert G Ferguson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

GREEN STREET TRADING, LLC·CRD# 28937
BD
Newport Beach, CA
September 7, 2011 - April 25, 2012
THINKEQUITY LLC·CRD# 44274
BD
New York, NY
May 10, 2007 - May 7, 2008

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Current Firm

GS
GREEN STREET TRADING, LLC

GREEN STREET ADVISORS, INC. | GREEN STREET TRADING, LLC | GREEN STREET ADVISORS, LLC

CRD#: 28937 / SEC#: 801-67196, 8-44110
BD
Terminated by SEC on 01/26/2020

Contact Information

Established

California since 12/07/1987

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (9/29/2014)

Direct owners and executive officers

NamePositionCRD#
GREEN STREET ADVISORS, LLCMEMBER172378
FRANCIS, ROBYN ANNCHIEF COMPLIANCE OFFICER / AML-CO4844221
LEUPOLD, CRAIG ARTHURPRESIDENT2487095
MEISTER, JEFFREY ALLANFINOP, CFO6585890
SULLIVAN, JAMES PATRICKSECRETARY2570940

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2011About the Series 63 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Sep 2011About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Aug 2011About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed May 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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