Michael Timothy Cocozza
Professional Summary
Michael Timothy Cocozza, who also goes by Mixchael Timothy Cocozza, is a registered financial advisor currently at KAGAN COCOZZA ASSET MANAGEMENT located in Mickleton, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Mickleton, New Jersey. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 3 firms and has passed the Series 66, Series 99TO, SIE and Series 7...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mixchael Timothy Cocozza
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
KAGAN COCOZZA ASSET MANAGEMENT | KC ASSET MANAGEMENT, INC.
Contact Information
Main Address
Mickleton, NJMailing Address
408 Swedesboro Rd Suite B, Mullica Hill, NJ 08062Phone Number
(484) 334-8201# of Employees
2SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
419AUM (Assets Under Management)
$165,395,938Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/29/2026 | Cover Page | Report |
| 09/01/2025 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
KAGAN COCOZZA ASSET MANAGEMENT | KC ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
(11/29/2010)
(3/1/2013)
(2/8/2011)
(7/20/2010)
(7/27/2010)
(7/20/2010)
(7/20/2010)
(7/20/2010)
(5/20/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Timothy Cocozza's CRS (Customer Relationship Summary).
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