Brent D. Dickerson

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CRD#: 5305227

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brent Douglas Dickerson, CFP®, who also goes by Brent D Dickerson, was a registered financial professional .

Brent is a previously registered financial professional and started their career in finance in 2007. Brent had worked at 5 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brent D Dickerson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dickerson Agency LLC is an insurance agency for Farmers Insurance Group. The position help is not investment related. The office is located at 19300 Detroit Rd, suite 204, Rocky River, OH 44116. The nature of the business is to solicit, service, and advise on insurance product sales, including personal and commercial lines. Brent is the Agency Owner and started the business on 7/1/2019. Brent routinely spends 160 hours per month working at this business.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 10205

AMARILLO, TX

Past

April 10, 2007 - June 4, 2008

LEGACY WEALTH MANAGEMENT INC

RIA

CRD#: 108619

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BETTER MONEY DECISIONS

BETTER MONEY DECISIONS | BETTER MONEY DECISIONS, LLC

CRD#: 172980 / SEC#: 801-115227

RIA

Registered Investment Advisory firm - (5/6/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/6/2019 Terminated)

California

Registered Investment Advisory firm - (6/5/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (5/6/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/6/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/16/2009

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/5/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/30/2009

General Securities Representative Examination

Current Firm

BETTER MONEY DECISIONS

BETTER MONEY DECISIONS | BETTER MONEY DECISIONS, LLC

CRD#: 172980 / SEC#: 801-115227

RIA

Registered Investment Advisory firm - (5/6/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/6/2019 Terminated)

California

Registered Investment Advisory firm - (6/5/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (5/6/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/6/2019 Terminated)

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Contact information

Main Address

460 St. Michael's Drive Suite 902, Santa Fe, NM 87505

Mailing Address

Phone number

(844) 507-0961

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BETTER MONEY DECISIONS ADV PART 2 (2/25/2025)

Regulatory assets under management

Total Number of Accounts	925
AUM (Assets Under Management)	$ 326,787,724

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brent D. Dickerson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OVER COFFEE FINANCIAL LLC

TRUE WEALTH DESIGN, LLC

OVER COFFEE FINANCIAL LLC

SECURITIES AMERICA, INC.

LEGACY WEALTH MANAGEMENT INC

Primary Firm SEC Registration

BETTER MONEY DECISIONS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/16/2009

Series 65

Date: 4/5/2007

Series 7

Date: 10/30/2009

Current Firm

BETTER MONEY DECISIONS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BETTER MONEY DECISIONS

TRUST BUT VERIFY

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