Jose A. Perales
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Alfredo Perales, who also goes by Jose Perales, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 2007. Jose had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2023 - November 20, 2025
FORTHRIGHT CAPITAL ADVISORY
June 8, 2020 - November 30, 2023
USAA INVESTMENT SERVICES COMPANY
January 8, 2018 - November 30, 2023
USAA INVESTMENT SERVICES COMPANY
January 17, 2014 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
October 23, 2013 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
August 21, 2012 - July 10, 2013
LPL FINANCIAL LLC
April 2, 2007 - May 31, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
FORTHRIGHT CAPITAL ADVISORY
CRD#: 323596 / SEC#: 801-128191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTHRIGHT CAPITAL ADVISORY
CRD#: 323596 / SEC#: 801-128191
Contact information
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 882 |
| AUM (Assets Under Management) | $ 64,985,533 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
