OR
Oliver Richner
RICHNER CAPITAL LLC
San Francisco, CA
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CRD#: 5305104
OR
Professional summary
Oliver Richner is a registered financial advisor currently at RICHNER CAPITAL LLC located in San Francisco, California.
Oliver is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Oliver has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Richner Capital is compensated by a third party, Osmium Partners LLC, for providing research to that party. The provision of research to third parties may be intermittent and of short duration. The third party is an investmnet management company located at 300 Drakes Landing Road #172, Greenbrae, CA. The research provided is equity analysis of the same nature as performed internally at Richner Capital. The approximate number of hours spent is 40 per month.
may have conflicts of interest in allocation of Richner Capital's time and services among
Investors and third parties. Notwithstanding these conflicts, Richner Capital will allocate its
services, research and opportunities in a manner it believes appropriate and as equitable as
possible.
CRS (Client Relationship Summary) - RIA
Click below to view Oliver Richner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2010 - Present
RICHNER CAPITAL LLC
RIA
CRD#: 152281
San Francisco, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/3/2010)
Current Firm
RC
RICHNER CAPITAL LLC
RICHNER CAPITAL LLC
CRD#: 152281 / SEC#:
California
Registered Investment Advisory firm - (3/3/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
San Francisco, CA
Mailing Address
Phone number
(415) 864-1690
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 3,000,000 |
Red Flags
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