GF
Gary M. Frontiera
STERLING RETIREMENT GROUP OF SACRAMENTO
Roseville, CA 95678
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CRD#: 5305099
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Professional summary
Gary M Frontiera, AIF®, who also goes by Gary Frontiera, is a registered financial advisor currently at STERLING RETIREMENT GROUP OF SACRAMENTO located in Roseville, California.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Gary has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gary Frontiera
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sterling Retirement Group of Sacramento. RIA. INVESTMENT RELATED. 300 HARDING BLVD. #115, ROSEVILLE, CA 95678. FINANCIAL SERVICES. OWNER AND IAR. 09/2013. 80 HRS/MO. INVESTMENT ADVISOR AND COMPANY OPERATION. 2) LIFE, DISABILITY AND LONG TERM CARE INSURANCE. Not Investment Related.300 Harding Blvd, #115, Roseville CA. Insurance. Agent. 25 hours per week. Various Health Insurance Companies. 3) PKS FINANCIAL. Not Investment Related. 80 State St, Albany, NY 12207. Life insurance & fixed annuities. Salesman. Start 9/2013. 15 hrs/mth-0 during trading hrs. Sells life insurance or fixed products through PKS Financial. 4) RENTAL PROPERTY. Not Investment Related. 2330 N Cold Creek Ave, Star ID. Rental. Home Owner. 1 hour per month not during trading. Start 2/24/2022. Rental house in Idaho, pay property manager to maintain property. Name of the other business: Jacko Law Group Investment-related: Yes Address: California Nature of the business: Private fund/investments Position, title, or relationship with the other business: Managing partner Start date: 03/2024 Approximate hours/month: 5 Hours during securities trading hours: 5 Duties: manager of the fund
CRS (Client Relationship Summary) - RIA
Click below to view Gary M Frontiera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 26, 2013 - Present
STERLING RETIREMENT GROUP OF SACRAMENTO
Office #1: 300 Harding Blvd #115, Roseville, CA 95678RIA
CRD#: 168397
Roseville, CA
Past
October 30, 2013 - March 22, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
ROSEVILLE, CA
Past
October 17, 2011 - February 25, 2014
HANSEN & FRONTIERA FINANCIAL GROUP, INC
RIA
CRD#: 157927
ROSEVILLE, CA
Past
June 28, 2011 - October 10, 2013
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
ROSEVILLE, CA
Past
February 24, 2011 - June 17, 2011
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ROSEVILLE, CA
Past
August 4, 2008 - June 17, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ROSEVILLE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SR
STERLING RETIREMENT GROUP OF SACRAMENTO
STERLING ADVISORS INC. | STERLING RETIREMENT GROUP OF SACRAMENTO INC. | STERLING RETIREMENT GROUP OF SACRAMENTO
CRD#: 168397 / SEC#: 801-127819
RIA
Registered Investment Advisory firm - (5/19/2023 Approved)California
Registered Investment Advisory firm - (3/27/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/26/2013)
IAR
Texas(4/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SR
STERLING RETIREMENT GROUP OF SACRAMENTO
STERLING ADVISORS INC. | STERLING RETIREMENT GROUP OF SACRAMENTO INC. | STERLING RETIREMENT GROUP OF SACRAMENTO
CRD#: 168397 / SEC#: 801-127819
RIA
Registered Investment Advisory firm - (5/19/2023 Approved)California
Registered Investment Advisory firm - (3/27/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Harding Blvd #115, Roseville, CA 95678
Mailing Address
Phone number
(916) 724-1702
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,124 |
| AUM (Assets Under Management) | $ 177,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STERLING RETIREMENT GROUP OF SACRAMENTO
CRD#: 168397Roseville, CA 95678TRUST BUT VERIFY
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