Nicholas W. Hughes
VISIONARY HORIZONS
Chattanooga, TN 37421
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CRD#: 5305004
Professional summary
Nicholas Winford Hughes, CFP®, who also goes by Nick Hughes, is a registered financial advisor currently at VISIONARY HORIZONS, LLC located in Chattanooga, Tennessee.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Nicholas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Hughes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Visionary Horizons Wealth Management. Investment-related. Knoxville, TN. Insurance producer for fixed insurance products through a general agency. Start 1/2019. 8hrs/mo, 4hrs/mo during trading hours. Determine need for insurance products for financial planning clients and offer appropriate solutions to meet their needs. 2) FPA of East TN; Not investment-related; PO Box 34053, Knoxville TN 37930; Local chapter of membership organization for CFP Financial Professionals; Board Member- Director of Programs; 01/01/2023; 4hrs/mo; 2 hours during trading; Scheduling outside speakers for chapter meetings and events.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Winford Hughes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
January 23, 2019 - Present
VISIONARY HORIZONS, LLC
Office #1: 2115 Chapman Road Suite 125, Chattanooga, TN 37421RIA
CRD#: 150483
Chattanooga, TN
Past
February 12, 2019 - May 31, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Chattanooga, TN
Past
February 7, 2017 - January 11, 2019
INNOVATIVE ADVISORY PARTNERS, LLC
RIA
CRD#: 156135
HIXSON, TN
Past
February 17, 2011 - December 31, 2016
INNOVATIVE ADVISORY PARTNERS, LLC
RIA
CRD#: 156135
HIXSON, TN
Past
May 17, 2010 - December 21, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
HIXSON, TN
Past
May 13, 2010 - January 17, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
HIXSON, TN
Past
September 8, 2008 - May 17, 2010
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
HIXSON, TN
Past
March 31, 2008 - May 17, 2010
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
HIXSON, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VH
VISIONARY HORIZONS, LLC
NAME1020 | WEALTHBRIGHT ADVISORS | VISIONARY HORIZONS, LLC | VISIONARY HORIZONS, L.L.C. | VISIONARY HORIZONS WEALTH MANAGEMENT GROUP, LLC | VISIONARY HORIZONS WEALTH MANAGEMENT GROUP | VISIONARY HORIZONS WEALTH MANAGEMENT | TRISTAR WEALTH MANAGEMENT
CRD#: 150483 / SEC#: 801-79890
RIA
Registered Investment Advisory firm - (6/24/2014 Approved)Tennessee
Registered Investment Advisory firm - (8/1/2014 Terminated)Texas
Registered Investment Advisory firm - (7/2/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(1/23/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VH
VISIONARY HORIZONS, LLC
NAME1020 | WEALTHBRIGHT ADVISORS | VISIONARY HORIZONS, LLC | VISIONARY HORIZONS, L.L.C. | VISIONARY HORIZONS WEALTH MANAGEMENT GROUP, LLC | VISIONARY HORIZONS WEALTH MANAGEMENT GROUP | VISIONARY HORIZONS WEALTH MANAGEMENT | TRISTAR WEALTH MANAGEMENT
CRD#: 150483 / SEC#: 801-79890
RIA
Registered Investment Advisory firm - (6/24/2014 Approved)Tennessee
Registered Investment Advisory firm - (8/1/2014 Terminated)Texas
Registered Investment Advisory firm - (7/2/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
620 Mabry Hood Rd Suite 301, Knoxville, TN 37932
Mailing Address
Phone number
(865) 675-8496
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,229 |
| AUM (Assets Under Management) | $ 291,415,668 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VISIONARY HORIZONS, LLC
CRD#: 150483Chattanooga, TN 37421TRUST BUT VERIFY
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