Mark T. Shelby
Professional summary
Mark Thomas Shelby, AIF®, who also goes by Mark Tomas Shelby, is a registered financial advisor currently at VERTICAL WEALTH MANAGEMENT located in Williamsburg, Virginia.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Mark has worked at 4 firms and has passed the Series 63, Series 65, Series 6TO, Series 22TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Thomas Shelby's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2011 - Present
VERTICAL WEALTH MANAGEMENT
December 20, 2021 - February 22, 2024
AAG CAPITAL, INC
January 27, 2010 - September 2, 2010
HORTER INVESTMENT MANAGEMENT, LLC
January 2, 2008 - March 19, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.
December 7, 2007 - March 19, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/20/2021)
(1/7/2022)
(3/23/2011)
Exams
Series 6TO
Date: 2/14/2022
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 12/20/2021
Direct Participation Programs Representative ExaminationCurrent Firm
VERTICAL WEALTH MANAGEMENT
CRD#: 154953 / SEC#:
Contact information
Red Flags
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