Mark Thomas Shelby
AIF®Professional Summary
Mark Thomas Shelby, AIF®, who also goes by Mark Tomas Shelby, is a registered financial advisor currently at VERTICAL WEALTH MANAGEMENT located in Williamsburg, Virginia. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Mark has worked at 4 firms and has passed the Series 63, Series 65, Series 6TO, Series 22TO, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark Tomas Shelby
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
SHELBY, MARK THOMAS | VERTICAL WEALTH MANAGEMENT | VERTICAL INVESTMENTS, LLC | VERTICAL INVESTMENTS | VERICAL WEALTH MANAGEMENT
Contact Information
Main Address
Williamsburg, VAPhone Number
(757) 499-1119# of Employees
3Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(6/24/2026)
(9/20/2021)
(1/7/2022)
(3/23/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2022About the Series 6TO examSeries 22TO — Direct Participation Programs Representative Examination
Passed Dec 2021About the Series 22TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2007About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Thomas Shelby's CRS (Customer Relationship Summary).
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