Kristofer R. Reddaway

CITIZENS PRIVATE WEALTH

Newport Beach, CA 92660

Some features on this profile are disabled

CRD#: 5304772

Professional summary

Kristofer Rory Reddaway, who also goes by Kristofer Rory Ferster, Kristopher Rory Ferster, is a registered financial advisor currently at CITIZENS PRIVATE WEALTH located in Newport Beach, California and CITIZENS SECURITIES, INC. located in Newport Beach, California.

Kristofer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Kristofer has worked at 8 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristofer Rory Ferster | Kristopher Rory Ferster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*1096276 For profit or not for profit: Entity For Profit Name of outside business organization: Golden Palm llc Investment related: N Address of business: palm springs, California Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 12/2/2022 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Passive long term real estate rental

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristofer Rory Reddaway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2025 - Present

CITIZENS PRIVATE WEALTH

Office #1: 1400 Newport Center Drive, Suite 150 Ca544, Newport Beach, CA 92660

RIA

CRD#: 106743

Newport Beach, CA

Current

March 11, 2025 - Present

CITIZENS SECURITIES, INC.

Office #1: 1400 Newport Center Drive, Suite 150 Ca544, Newport Beach, CA 92660

RIA

CRD#: 39550

Newport Beach, CA

Current

March 11, 2025 - Present

CITIZENS SECURITIES, INC.

Office #1: 1400 Newport Center Drive, Suite 150 Ca544, Newport Beach, CA 92660

RIA

CRD#: 39550

Newport Beach, CA

Past

February 18, 2020 - March 13, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEWPORT BEACH, CA

Past

February 17, 2020 - March 13, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEWPORT BEACH, CA

Past

December 11, 2013 - February 7, 2014

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

LADERA BRANCH, CA

Past

December 11, 2013 - February 7, 2014

NATIONAL PLANNING CORPORATION

CRD#: 29604

LADERA BRANCH, CA

Past

October 11, 2012 - August 21, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

IRVINE, CA

Past

October 8, 2012 - August 21, 2013

LPL FINANCIAL LLC

CRD#: 6413

IRVINE, CA

Past

March 23, 2012 - October 9, 2012

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

SAN FRANCISCO, CA

Past

March 8, 2012 - October 9, 2012

PRUCO SECURITIES, LLC.

CRD#: 5685

SAN FRANCISCO, CA

Past

May 11, 2009 - October 8, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

WESTMINSTER, CA

Past

May 11, 2009 - October 8, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

WESTMINSTER, CA

Past

February 5, 2008 - March 26, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SAN DIEGO, CA

Past

October 10, 2007 - March 26, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA

Registered Investment Advisory firm - (2/20/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/11/2025)

California
(3/11/2025)

IAR

California
(3/11/2025)

Colorado
(3/11/2025)

Connecticut
(3/11/2025)

Delaware
(3/11/2025)

Florida
(3/11/2025)

Idaho
(3/11/2025)

Illinois
(3/11/2025)

Indiana
(3/11/2025)

Maryland
(3/11/2025)

Massachusetts
(3/11/2025)

Michigan
(3/11/2025)

Montana
(3/11/2025)

Nebraska
(3/11/2025)

Nevada
(3/11/2025)

New Jersey
(3/11/2025)

New York
(3/11/2025)

North Carolina
(3/11/2025)

Oregon
(3/11/2025)

Pennsylvania
(3/11/2025)

South Dakota
(3/11/2025)

Tennessee
(3/11/2025)

Texas
(3/11/2025)

IAR

Texas
(3/11/2025)

Utah
(3/11/2025)

Washington
(3/11/2025)

Wyoming
(3/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/15/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/23/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 7/3/2012

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/21/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA

Registered Investment Advisory firm - (2/20/1992 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

520 White Plains Road 3rd Floor, Tarrytown, NY 10591

Mailing Address

Phone number

(914) 846-0100

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	7,846
AUM (Assets Under Management)	$ 12,182,945,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
07/28/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kristofer R. Reddaway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristofer Rory Reddaway's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CITIZENS PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2020

Series 7TO

Date: 2/15/2020

SIE

Date: 12/23/2019

Series 7

Date: 10/9/2007

Series 51

Date: 7/3/2012

Series 24

Date: 5/21/2010

FINRA

Current Firm

CITIZENS PRIVATE WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CITIZENS PRIVATE WEALTH

TRUST BUT VERIFY

Similar Advisors