Reginald George
Professional summary
Reginald George was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Reginald is a previously registered financial professional and started their career in finance in 2007. Prior to being barred, Reginald had worked at 7 firms, which includes OLSON CROSS & ALAMO LLC, WINDSOR STREET CAPITAL LP, BROOKVILLE CAPITAL PARTNERS, MCGINN SMITH & CO. INC., GUNNALLEN FINANCIAL INC, E1 ASSET MANAGEMENT INC., JOSEPH STEVENS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2013 - May 2, 2013
OLSON, CROSS & ALAMO LLC
October 2, 2009 - March 14, 2013
WINDSOR STREET CAPITAL, LP
July 28, 2008 - July 31, 2008
BROOKVILLE CAPITAL PARTNERS
July 28, 2008 - September 22, 2009
MCGINN, SMITH & CO., INC.
March 4, 2008 - July 11, 2008
BROOKVILLE CAPITAL PARTNERS
January 11, 2008 - March 4, 2008
GUNNALLEN FINANCIAL, INC
November 20, 2007 - December 5, 2007
E1 ASSET MANAGEMENT, INC.
July 4, 2007 - November 28, 2007
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
OLSON, CROSS & ALAMO LLC
CRD#: 157249 / SEC#: , 8-68841
Contact information
Documents
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