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LH

Laura A. Hearn

Some features on this profile are disabled
CRD#: 5304610
LH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Laura A. Hearn, CFP®, CPWA®, who also goes by Laura Ann Hearn, was a registered financial professional .

Laura is a previously registered financial professional and started their career in finance in 2007. Laura had worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Laura Ann Hearn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

CPWA®

Certified Private Wealth Advisor

Start date: 2017-11-02

Expire date: 2023-10-31

Experience

Past

December 6, 2023 - May 11, 2026

RWA WEALTH PARTNERS

RIA
CRD#: 156984
Chicago, IL
Past

November 15, 2022 - November 27, 2023

BRIGHTON JONES LLC

RIA
CRD#: 108601
Chicago, IL
Past

November 1, 2021 - October 9, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Chicago, IL
Past

October 13, 2021 - October 9, 2022

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Chicago, IL
Past

March 29, 2007 - June 11, 2021

CURI CAPITAL, LLC

RIA
CRD#: 134249
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RWA WEALTH PARTNERS
RWA WEALTH PARTNERS
ADVISER | RWA WEALTH PARTNERS, LLC | RWA WEALTH PARTNERS | RWA WEALTH | RWA PRIVATE WEALTH | RWA FAMILY OFFICE | RWA CAPITAL | RWA | ROPES WEALTH ADVISORS, LLC | ROPES WEALTH ADVISORS | PWAG | POLARIS WEALTH ADVISORY GROUP, LLC | ADVISER INVESTMENTS, LLC | ADVISER INVESTMENTS LLC | ADVISER INVESTMENTS | ADVISER CAPITAL

CRD#: 156984 / SEC#: 801-73098

RIA
Registered Investment Advisory firm - (1/20/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/6/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/28/2007
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/30/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/22/2021
Securities Industry Essentials Examination

Current Firm

RWA WEALTH PARTNERS
RWA WEALTH PARTNERS
ADVISER | RWA WEALTH PARTNERS, LLC | RWA WEALTH PARTNERS | RWA WEALTH | RWA PRIVATE WEALTH | RWA FAMILY OFFICE | RWA CAPITAL | RWA | ROPES WEALTH ADVISORS, LLC | ROPES WEALTH ADVISORS | PWAG | POLARIS WEALTH ADVISORY GROUP, LLC | ADVISER INVESTMENTS, LLC | ADVISER INVESTMENTS LLC | ADVISER INVESTMENTS | ADVISER CAPITAL

CRD#: 156984 / SEC#: 801-73098

RIA
Registered Investment Advisory firm - (1/20/2012 Approved)
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Contact information

Main Address
Prudential Tower 800 Boylston Street, Boston, MA 02199
Mailing Address
Phone number
(857) 255-2100
Established
Firm type
Fiscal year end
# of Employees
181

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RWA PRIVATE WEALTH (3/31/2025)
RWA FAMILY OFFICE (3/31/2025)

Regulatory assets under management

Total Number of Accounts19,490
AUM (Assets Under Management)$ 17,255,241,142

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025
Cover Page
Report
01/02/2025
Cover Page
Report
09/29/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RWA WEALTH PARTNERS

RWA WEALTH PARTNERS

CRD#: 156984

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