Lauren B. Mccomb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauren Brittany Mccomb, who also goes by Lauren Mccomb, was a registered financial professional .
Lauren is a previously registered financial professional and started their career in finance in 2007. Lauren had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2014 - June 17, 2015
JHS CAPITAL ADVISORS, LLC
May 27, 2014 - June 17, 2015
JHS CAPITAL ADVISORS, LLC
October 9, 2009 - July 31, 2012
CHARLES SCHWAB & CO., INC.
October 2, 2009 - July 31, 2012
CHARLES SCHWAB & CO., INC.
April 22, 2009 - August 28, 2009
FIRST STAR SECURITIES CORPORATION
May 22, 2008 - March 3, 2009
PROVIDENT ASSET MANAGEMENT, LLC
January 9, 2008 - May 14, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 27, 2007 - May 14, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
