James E. Runk

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CRD#: 5303286

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James E Runk, who also goes by James E Runk II, James Earl Runk Ii, James Earl Runk, James Runk, Jay Runk, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2007. James had worked at 7 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James E Runk Ii | James Earl Runk Ii | James Earl Runk | James Runk | Jay Runk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 5, 2020 - May 21, 2026

WALLEYE TRADING LLC

CRD#: 136196

Plymouth, MN

Past

February 1, 2016 - September 3, 2020

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

Minneapolis, MN

Past

February 1, 2016 - September 3, 2020

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

MINNEAPOLIS, MN

Past

September 3, 2015 - February 1, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Minneapolis, MN

Past

September 3, 2015 - February 1, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Minneapolis, MN

Past

December 4, 2013 - March 26, 2015

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

MINNEAPOLIS, MN

Past

March 6, 2013 - March 26, 2015

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

May 30, 2008 - February 11, 2013

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

November 7, 2007 - May 21, 2008

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

WAYNE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 8/22/2022

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/11/2007

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/19/2011

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/2011

General Securities Principal Examination

Current Firm

WALLEYE TRADING LLC

CRD#: 136196 / SEC#: , 8-66988

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

401 Lake Street East 3rd Floor, Wayzata, MN 55391

Mailing Address

401 Lake Street East 3rd Floor, Wayzata, MN 55391

Phone number

(952) 345-5200

Established

Delaware since 04/25/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
WALLEYE INVESTMENTS FUND LLC	MEMBER
ENGLAND, WILLIAM DUNNING	CHIEF EXECUTIVE OFFICER	6210716
ESSAFI, KHALID	CHIEF COMPLIANCE OFFICER	7148450
GIANPETRO, SARAH ANN	CO-HEAD FINANCE AND ACCOUNTING & FINOP	6476299

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James E. Runk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

WOODBURY FINANCIAL SERVICES, INC.

HARTFORD FUNDS DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2012

Series 52TO

Date: 8/22/2022

SIE

Date: 10/1/2018

Series 7

Date: 5/12/2011

Series 6

Date: 9/11/2007

Series 53

Date: 9/19/2011

Series 24

Date: 6/29/2011

Current Firm

WALLEYE TRADING LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WALLEYE TRADING LLC

TRUST BUT VERIFY

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