AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
KR

Karen F. Ricketts

YOUR IA
Evansville, IN
Some features on this profile are disabled
CRD#: 5302973
KR

Professional summary


Karen F Ricketts, who also goes by Karen Faye Evers, Karen Evers, Karen F Evers, Karen Faye Nelson, Karen F Nelson, Karen Faye Ricketts, is a registered financial advisor currently at YOUR IA, LLC located in Evansville, Indiana.

Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Karen has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Karen Faye Evers | Karen Evers | Karen F Evers | Karen Faye Nelson | Karen F Nelson | Karen Faye Ricketts

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Karen F Ricketts's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 18, 2026 - Present

YOUR IA, LLC

RIA
CRD#: 338535
Evansville, IN
Past

September 20, 2023 - January 15, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
EVANSVILLE, IN
Past

September 20, 2023 - January 15, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
EVANSVILLE, IN
Past

June 7, 2023 - July 26, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Evansville, IN
Past

June 7, 2023 - July 26, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Portland, OR
Past

May 7, 2020 - November 30, 2022

MADISON AVENUE SECURITIES, LLC

RIA
CRD#: 23224
Evansville, IN
Past

February 1, 2020 - November 30, 2022

MADISON AVENUE SECURITIES, LLC

BD
CRD#: 23224
Evansville, IN
Past

June 13, 2007 - August 24, 2016

EDWARD JONES

RIA
CRD#: 250
EVANSVILLE, IN
Past

April 26, 2007 - August 24, 2016

EDWARD JONES

BD
CRD#: 250
EVANSVILLE, IN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(2/20/2026)
IAR
Texas
(2/18/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/6/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/1/2020
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


YI
YOUR IA, LLC
AOG WEALTH PARTNERS, LLC | YOUR IA, LLC

CRD#: 338535 / SEC#: 801-134511

RIA
Registered Investment Advisory firm - (11/18/2025 120-Day Approval)
Loading...

Contact information


Main Address
616 South 300 East, St. George, UT 84770
Mailing Address
Phone number
(800) 823-0489
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (9 States and Territories)


Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

YOUR IA LLC - FORM ADV PART 2A - 2025.11 (11/21/2025)
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


YOUR IA, LLC

CRD#: 338535Evansville, IN

TRUST BUT VERIFY

Monitor Karen Ricketts

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.