Bradley W. Raines

APPLIED CAPITAL LLC

LITTLE ROCK, AR 72205

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CRD#: 5302797

Professional summary

Bradley W. Raines, who also goes by Bradley William Raines, is a registered financial advisor currently at APPLIED CAPITAL LLC located in Little Rock, Arkansas.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Bradley has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bradley William Raines

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT;YES;16603 CANTRELL RD, STE 3, LITTLE ROCK, AR 72223;FIXED INSURANCE SALES;INDEPENDENT INSURANCE SALES;05/24/2010;160;160;SALES OF FIXED INSURANCE;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley W. Raines's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2013 - Present

APPLIED CAPITAL LLC

Office #1: 415 N. Mckinley Street Suite 1045, Little Rock, AR 72205

RIA

CRD#: 166175

LITTLE ROCK, AR

Past

August 16, 2011 - December 31, 2012

BRS FINANCIAL LLC

RIA

CRD#: 158566

LITTLE ROCK, AR

Past

June 8, 2010 - August 11, 2011

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

LITTLE ROCK, AR

Past

May 24, 2010 - August 11, 2011

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

LITTLE ROCK, AR

Past

January 20, 2010 - June 2, 2010

ROYAL ADVISORS, LLC

RIA

CRD#: 145006

GRANDVILLE, MI

Past

January 20, 2010 - June 2, 2010

ROYAL SECURITIES COMPANY

CRD#: 10702

LITTLE ROCK, AR

Past

June 19, 2007 - January 20, 2010

EDWARD JONES

RIA

CRD#: 250

LITTLE ROCK, AR

Past

April 25, 2007 - January 20, 2010

EDWARD JONES

CRD#: 250

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APPLIED CAPITAL LLC

CRD#: 166175 / SEC#: 801-115146

RIA

Registered Investment Advisory firm - (4/26/2019 Approved)

Arkansas

Registered Investment Advisory firm - (5/17/2019 Terminated)

Illinois

Registered Investment Advisory firm - (4/26/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/17/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(1/17/2013)

IAR

Texas
(1/4/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/11/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/24/2007

General Securities Representative Examination

Current Firm

APPLIED CAPITAL LLC

CRD#: 166175 / SEC#: 801-115146

RIA

Registered Investment Advisory firm - (4/26/2019 Approved)

Arkansas

Registered Investment Advisory firm - (5/17/2019 Terminated)

Illinois

Registered Investment Advisory firm - (4/26/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/17/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2019 Terminated)

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Contact information

Main Address

415 N. Mckinley Street Suite 1045, Little Rock, AR 72205

Mailing Address

Phone number

(501) 500-0890

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/25/2025)

Regulatory assets under management

Total Number of Accounts	2,067
AUM (Assets Under Management)	$ 293,411,420

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley W. Raines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley W. Raines's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRS FINANCIAL LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

ROYAL ADVISORS, LLC

ROYAL SECURITIES COMPANY

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

APPLIED CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/11/2007

Series 7

Date: 4/24/2007

Current Firm

APPLIED CAPITAL LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APPLIED CAPITAL LLC

TRUST BUT VERIFY

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