Samuel K. Webster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel K Webster, who also goes by Samuel Knox Webster, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2007. Samuel had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2011 - March 8, 2013
BRIGHT ASSET MANAGEMENT
July 7, 2008 - December 17, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 12, 2007 - December 17, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRIGHT ASSET MANAGEMENT
CRD#: 140972 / SEC#: 801-66909
Contact information
Regulatory assets under management
| Total Number of Accounts | 76 |
| AUM (Assets Under Management) | $ 53,425,771 |
Red Flags
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