Thomas A. Walker

ROOTED FINANCIAL GROUP

TIGARD, OR 97223

Some features on this profile are disabled

CRD#: 5302443

Professional summary

Thomas A Walker Jr, who also goes by Thomas A Walker, Thomas Andrew Walker Jr, Tj Walker, is a registered financial advisor currently at ROOTED FINANCIAL GROUP, LLC located in Tigard, Oregon.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Thomas has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas A Walker | Thomas Andrew Walker Jr | Tj Walker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: DMK Advisor Group; POSITION: Financial Advisor; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 2; SECURITIES TRADING HOURS: 2 START DATE: 10/02/2023: ADDRESS: 17961 Hunting Bow Circle, Suite 102 Lutz Florida 33558 United States; DESCRIPTION: Financial advisor/broker

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas A Walker Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2025 - Present

ROOTED FINANCIAL GROUP, LLC

Office #1: 7307 Southwest Beveland Road Suite 200, Tigard, OR 97223

RIA

CRD#: 335302

TIGARD, OR

Past

June 12, 2023 - March 7, 2025

DMK ADVISOR GROUP, INC.

RIA

CRD#: 41067

Beaverton, OR

Past

June 12, 2023 - March 7, 2025

DMK ADVISOR GROUP, INC.

CRD#: 41067

Beaverton, OR

Past

March 15, 2023 - May 30, 2025

PACE FINANCIAL ADVISORS

RIA

CRD#: 318359

HILLSBORO, OR

Past

January 11, 2022 - April 3, 2023

ARKOS GLOBAL ADVISORS, LLC

RIA

CRD#: 287466

Beaverton, OR

Past

December 3, 2018 - January 6, 2022

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

BEAVERTON, OR

Past

December 3, 2018 - January 6, 2022

FSC SECURITIES CORPORATION

CRD#: 7461

BEAVERTON, OR

Past

December 5, 2017 - December 3, 2018

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

Lake Oswego, OR

Past

November 30, 2017 - December 14, 2018

LPL FINANCIAL LLC

CRD#: 6413

LAKE OSWEGO, OR

Past

April 3, 2014 - December 5, 2017

EDWARD JONES

RIA

CRD#: 250

TIGARD, OR

Past

February 4, 2014 - December 5, 2017

EDWARD JONES

CRD#: 250

TIGARD, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROOTED FINANCIAL GROUP, LLC

ROOTED FINANCIAL ADVISORS | ROOTED FINANCIAL GROUP, LLC

CRD#: 335302 / SEC#: 801-132354

RIA

Registered Investment Advisory firm - (4/7/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(4/7/2025)

IAR

Texas
(9/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2014

General Securities Representative Examination

Current Firm

ROOTED FINANCIAL GROUP, LLC

ROOTED FINANCIAL ADVISORS | ROOTED FINANCIAL GROUP, LLC

CRD#: 335302 / SEC#: 801-132354

RIA

Registered Investment Advisory firm - (4/7/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7307 Southwest Beveland Road Suite 200, Tigard, OR 97223

Mailing Address

Phone number

(503) 207-2067

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROOTED FINANCIAL GROUP, LLC - ADV PART 2A (10/2/2025)

Regulatory assets under management

Total Number of Accounts	565
AUM (Assets Under Management)	$ 100,377,248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas A. Walker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas A Walker Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

DMK ADVISOR GROUP, INC.

DMK ADVISOR GROUP, INC.

PACE FINANCIAL ADVISORS

ARKOS GLOBAL ADVISORS, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

ROOTED FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2014

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2014

Current Firm

ROOTED FINANCIAL GROUP, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROOTED FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Similar Advisors