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Richard Benjamin Komarek

Richard B. Komarek

RIC KOMAREK, CFP
Redding, CA 96002
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CRD#: 5302394
Richard Benjamin Komarek

Professional summary


Richard Benjamin Komarek, CFP®, who also goes by Ric Komarek, is a registered financial advisor currently at RIC KOMAREK, CFP located in Redding, California.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Richard has worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ric Komarek

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Life and Health Insurance Agent NON INVESTMENT-RELATED 2520 Goodwater Ave. Ste. B AGENT 2/2007 Shasta College non-investment-related 11555 Old Oregon Trail, Redding, CA 96003 Class Instructor 6/2015 1/HRS/Mo. 10/HRS/MO. Insurance Services

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Richard Benjamin Komarek's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2016

Experience


Current

March 18, 2010 - Present

RIC KOMAREK, CFP

Office #1: 2520 Goodwater Ave., Ste B, Redding, CA 96002
RIA
CRD#: 152947
Redding, CA
Past

October 7, 2015 - March 14, 2019

RETIREMENT LIFESTYLES ADVISORY GROUP

RIA
CRD#: 154642
REDDING, CA
Past

April 17, 2007 - January 28, 2010

HIGHWAY FINANCIAL NETWORKS

RIA
CRD#: 119524
REDDING, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/18/2010)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/22/2007
Uniform Investment Adviser Law Examination

Current Firm


RK
RIC KOMAREK, CFP
KOMAREK FINANCIAL SERVICES | RICHARD BENJAMIN KOMAREK | RICHARD B KOMAREK | RIC KOMAREK, CFP | RETIREMENT LIFESTYLES ADVISORY GROUP | MCNALLY WEALTH MANAGEMENT | KOMAREK, RICHARD B.

CRD#: 152947 / SEC#:

California
Registered Investment Advisory firm - (3/17/2010 Approved)
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Contact information


Main Address
2520 Goodwater Ave., Ste B, Redding, CA 96002
Mailing Address
Phone number
(530) 232-4822
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts185
AUM (Assets Under Management)$ 26,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RIC KOMAREK, CFP

CRD#: 152947Redding, CA 96002

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