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Laura H. Full

A3 CAPITAL ADVISORS
HOUSTON, TX 77006
Some features on this profile are disabled
CRD#: 5302301
LF

Professional summary

Laura Hering Full, who also goes by Laura C Hering, Laura Caufield Hering, Laura H Stowers, is a registered financial advisor currently at A3 CAPITAL ADVISORS located in Houston, Texas.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Laura has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Laura C Hering | Laura Caufield Hering | Laura H Stowers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Hering Full's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 9, 2026 - Present

A3 CAPITAL ADVISORS

Office #1: 5020 Montrose Suite 500, Houston, TX 77006
RIA
CRD#: 338956
HOUSTON, TX
Past

August 7, 2008 - January 21, 2026

HOURGLASS CAPITAL, LLC

RIA
CRD#: 147754
HOUSTON, TX
Past

August 10, 2007 - May 15, 2008

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
HOUSTON, TX
Past

July 2, 2007 - May 15, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/8/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/28/2007
General Securities Representative Examination

Current Firm

AC
A3 CAPITAL ADVISORS
A3 CAPITAL ADVISORS | A3 CAPITAL ADVISORS, LLC

CRD#: 338956 / SEC#: 801-134726

RIA
Registered Investment Advisory firm - (11/19/2025 120-Day Approval)
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Contact information

Main Address
Houston, TX
Mailing Address
Phone number
(832) 967-5688
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - A3 CAPITAL ADVISORS (1/16/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

A3 CAPITAL ADVISORS

CRD#: 338956Houston, TX 77006

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