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TN

Tyler J. Neenan

FEF DISTRIBUTORS
Park Ridge, IL
Some features on this profile are disabled
CRD#: 5301974
TN

Professional summary

Tyler James Neenan, CFP® is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in Park Ridge, Illinois.

Tyler is registered as a RR (Registered Representative) and started their career in finance in 2007. Tyler has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler James Neenan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

March 9, 2026 - Present

FEF DISTRIBUTORS, LLC

BD
CRD#: 46585
Park Ridge, IL
Past

March 13, 2015 - February 17, 2026

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
PRINCETON, NJ
Past

March 13, 2015 - February 17, 2026

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
PRINCETON, NJ
Past

October 30, 2008 - January 29, 2015

EATON VANCE MANAGEMENT

RIA
CRD#: 104859
BOSTON, MA
Past

March 19, 2007 - January 29, 2015

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/9/2026)
RR
Alaska
(3/9/2026)
RR
Arizona
(3/9/2026)
RR
Arkansas
(3/9/2026)
RR
California
(3/9/2026)
RR
Colorado
(3/9/2026)
RR
Connecticut
(3/9/2026)
RR
Delaware
(3/9/2026)
RR
District of Columbia
(3/9/2026)
RR
Florida
(3/9/2026)
RR
Georgia
(3/9/2026)
RR
Hawaii
(3/9/2026)
RR
Idaho
(3/9/2026)
RR
Illinois
(3/9/2026)
RR
Indiana
(3/9/2026)
RR
Iowa
(3/9/2026)
RR
Kansas
(3/9/2026)
RR
Kentucky
(3/9/2026)
RR
Louisiana
(3/9/2026)
RR
Maine
(3/9/2026)
RR
Maryland
(3/9/2026)
RR
Massachusetts
(3/9/2026)
RR
Michigan
(3/9/2026)
RR
Minnesota
(3/9/2026)
RR
Mississippi
(3/9/2026)
RR
Missouri
(3/9/2026)
RR
Montana
(3/9/2026)
RR
Nebraska
(3/9/2026)
RR
Nevada
(3/9/2026)
RR
New Hampshire
(3/9/2026)
RR
New Jersey
(3/9/2026)
RR
New Mexico
(3/9/2026)
RR
New York
(3/9/2026)
RR
North Carolina
(3/9/2026)
RR
North Dakota
(3/9/2026)
RR
Ohio
(3/9/2026)
RR
Oklahoma
(3/9/2026)
RR
Oregon
(3/9/2026)
RR
Pennsylvania
(3/9/2026)
RR
Puerto Rico
(3/9/2026)
RR
Rhode Island
(3/9/2026)
RR
South Carolina
(3/9/2026)
RR
South Dakota
(3/9/2026)
RR
Tennessee
(3/9/2026)
RR
Texas
(3/9/2026)
RR
Utah
(3/9/2026)
RR
Vermont
(3/9/2026)
RR
Virginia
(3/9/2026)
RR
Washington
(3/9/2026)
RR
West Virginia
(3/9/2026)
RR
Wisconsin
(3/9/2026)
RR
Wyoming
(3/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/28/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/18/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/17/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/16/2007
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/11/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FEF DISTRIBUTORS, LLC
ASB SECURITIES, INC. | FEF DISTRIBUTORS, LLC | ASB SECURITIES, LLC

CRD#: 46585 / SEC#: , 8-51483

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1345 Avenue Of The Americas, New York, NY 10105-4800
Mailing Address
1345 Avenue Of The Americas, New York, NY 10105-4800
Phone number
(212) 698-3300
Established
Delaware since 01/27/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIRST EAGLE INVESTMENT MANAGEMENT, LLCMANAGING MEMBER108260
BRUNO, ROBERTMANAGER2102844
CARULLO, MODESTINO VITOCHIEF COMPLIANCE OFFICER1528768
CONSTANTINO, MICHAELMANAGER2932606
FONG, CHUN WAICHIEF FINANCIAL OFFICER AND FINOP4944446
OCONNOR, DAVIDGENERAL COUNSEL AND MANAGER5077118
RICCIO, FRANK JOSEPHPRESIDENT AND MANAGER4271374

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FEF DISTRIBUTORS, LLC

CRD#: 46585Park Ridge, IL

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