Joshua M. Nowak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Martin Nowak, who also goes by Joshua M Nowak, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2007. Joshua had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2017 - February 28, 2018
MIDLIFE FINANCIAL LLC
November 30, 2009 - September 26, 2011
BANCWEST INVESTMENT SERVICES, INC.
August 3, 2007 - July 1, 2009
HANTZ FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MIDLIFE FINANCIAL LLC
CRD#: 289394 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
