Justin M. Bushweiler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Mark Bushweiler, who also goes by Justin Mark Bushweiler, Justin Bushweiler, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2007. Justin had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2021 - April 1, 2026
NUVEEN ASSET MANAGEMENT, LLC
September 23, 2021 - April 1, 2026
NUVEEN SECURITIES, LLC
June 19, 2018 - July 9, 2021
STEPHENS
June 19, 2018 - July 13, 2021
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
June 19, 2018 - July 9, 2021
STEPHENS
August 13, 2012 - May 31, 2018
ALPS DISTRIBUTORS, INC.
June 15, 2007 - July 2, 2012
RUSSELL INVESTMENTS
May 30, 2007 - July 2, 2012
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
NUVEEN ASSET MANAGEMENT, LLC
CRD#: 155584 / SEC#: 801-71957
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NUVEEN ASSET MANAGEMENT, LLC
CRD#: 155584 / SEC#: 801-71957
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 71,370 |
| AUM (Assets Under Management) | $ 259,916,966,911 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2025 | ||
| 12/19/2024 | ||
| 12/15/2023 | ||
| 12/15/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
